SEC Form 4/A · accession 0001645863-19-000003
BWX Technologies, Inc. · BWXT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Jason S. Kerr
Officer — VP & Chief Accounting Officer
Period of report
Mar 2, 2019
Accepted (ET)
Mar 11, 2019 · 5:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001486957
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 2, 2019 | M | 572 | $0.00 | A | 14,060 | D | |
| Common Stock | Mar 2, 2019 | F | 169 | $51.76 | D | 13,891 | D | |
| Common Stock | Mar 2, 2019 | M | 457 | $0.00 | A | 14,348 | D | |
| Common Stock | Mar 2, 2019 | F | 135 | $51.76 | D | 14,213 | D | |
| Common StockF2 | holding | — | — | — | 293 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3 | $0.00 | Mar 2, 2019 | M | 572 | D | — | Mar 2, 2020 | Common Stock | 572 | 572 | D |
| Restricted Stock UnitsF4 | $0.00 | Mar 2, 2019 | M | 457 | D | — | Mar 2, 2021 | Common Stock | 457 | 914 | D |
Explanation of responses
- F1The Form 4 filed on March 5, 2019, incorrectly overstated the reporting person's holdings following the transaction. The correct number of holdings after the vesting of 572 restricted stock units should have been 14,060.
- F2Based on the number of units held in the BWXT Thrift Plan and the fair market value of BWXT common stock as of December 31, 2018.
- F3RSUs vest in three equal annual installments beginning March 1, 2018.
- F4RSUs vest in three equal annual installments beginning March 2, 2019.