SEC Form 4 · accession 0001645863-17-000003
BWX Technologies, Inc. · BWXT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jason S. Kerr
Officer — VP & Chief Accounting Officer
Period of report
Mar 1, 2017
Accepted (ET)
Mar 3, 2017 · 4:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001486957
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 1, 2017 | A | 850 | $0.00 | A | 4,979 | D | |
| Common Stock | Mar 1, 2017 | F | 325 | $48.01 | D | 4,654 | D | |
| Common StockF1 | holding | — | — | — | 287 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2 | $0.00 | Mar 1, 2017 | A | 850 | A | — | Mar 1, 2019 | Common Stock | 850 | 850 | D |
| Restricted Stock UnitsF3 | $0.00 | Mar 2, 2017 | A | 1,716 | A | — | Mar 2, 2020 | Common Stock | 1,716 | 0 | D |
Explanation of responses
- F1Based on number of units held in the BWXT Thrift Plan and the fair market value of BWXT common stock as of March 1, 2017.
- F2RSUs vest in three equal annual installments beginning March 1, 2017.
- F3RSUs vest in three equal annual installments beginning March 2, 2018.