SEC Form 4 · accession 0001492627-19-000010
BWX Technologies, Inc. · BWXT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joel W. Duling
Officer — President, Nuclear Operations
Period of report
Mar 2, 2019
Accepted (ET)
Mar 5, 2019 · 6:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001486957
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 2, 2019 | M | 615 | $0.00 | A | 18,266 | D | |
| Common Stock | Mar 2, 2019 | F | 185 | $51.76 | D | 18,081 | D | |
| Common Stock | Mar 2, 2019 | M | 457 | $0.00 | A | 18,538 | D | |
| Common Stock | Mar 2, 2019 | F | 137 | $51.76 | D | 18,401 | D | |
| Common StockF1 | holding | — | — | — | 414 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2 | $0.00 | Mar 2, 2019 | M | 615 | D | — | Mar 2, 2020 | Common Stock | 615 | 615 | D |
| Restricted Stock UnitsF3 | $0.00 | Mar 2, 2019 | M | 457 | D | — | Mar 2, 2021 | Common Stock | 457 | 914 | D |
Explanation of responses
- F1Based on the number of units held in the BWXT Thrift Plan and the fair market value of BWXT common stock as of December 31, 2018.
- F2RSUs vest in three equal annual installments beginning March 2, 2018.
- F3RSUs vest in three equal annual installments beginning March 2, 2019.