SEC Form 4 · accession 0001492520-18-000016
BWX Technologies, Inc. · BWXT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard W Loving
Officer — SVP, Human Resources
Period of report
Mar 2, 2018
Accepted (ET)
Mar 6, 2018 · 5:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001486957
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 2, 2018 | M | 1,230 | $0.00 | A | 1,645 | D | |
| Common Stock | Mar 2, 2018 | F | 425 | $63.77 | D | 1,220 | D | |
| Common StockF1 | holding | — | — | — | 4,988 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2 | $0.00 | Mar 2, 2018 | M | 1,230 | D | — | Mar 2, 2020 | Common Stock | 1,230 | 2,460 | D |
| Restricted Stock UnitsF3 | $0.00 | Mar 2, 2018 | A | 3,087 | A | — | Mar 2, 2021 | Common Stock | 3,087 | 3,087 | D |
Explanation of responses
- F1Based on the number of units held in the BWXT Thrift Plan and the fair market value of BWXT common stock as of March 1, 2018.
- F2RSUs vest in three equal annual installments beginning March 2, 2018.
- F3RSUs vest in three equal annual installments beginning March 2, 2019.