SEC Form 4 · accession 0001492520-18-000011
BWX Technologies, Inc. · BWXT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James D Canafax
Officer — SVP & General Counsel
Period of report
Mar 2, 2018
Accepted (ET)
Mar 6, 2018 · 5:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001486957
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 2, 2018 | M | 17,547 | $0.00 | A | 113,464 | D | |
| Common Stock | Mar 2, 2018 | F | 6,063 | $63.77 | D | 107,401 | D | |
| Common StockF1 | holding | — | — | — | 2,976 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2 | $0.00 | Mar 2, 2018 | M | 3,720 | D | — | Mar 2, 2018 | Common Stock | 3,720 | 0 | D |
| Restricted Stock UnitsF3 | $0.00 | Mar 2, 2018 | M | 11,520 | D | — | Mar 2, 2018 | Common Stock | 11,520 | 0 | D |
| Restricted Stock UnitsF4 | $0.00 | Mar 2, 2018 | M | 2,307 | D | — | Mar 2, 2020 | Common Stock | 2,307 | 4,614 | D |
| Restricted Stock UnitsF5 | $0.00 | Mar 2, 2018 | A | 5,145 | A | — | Mar 2, 2021 | Common Stock | 5,145 | 5,145 | D |
Explanation of responses
- F1Based on the number of units held in the BWXT Thrift Plan and the fair market value of BWXT common stock as of March 1, 2018.
- F2Restricted stock units vested in three equal annual installments beginning March 2, 2016.
- F3100% of restricted stock units vested on March 2, 2018.
- F4Restricted stock units vest in three equal annual installments beginning March 2, 2018.
- F5Restricted stock units vest in three equal annual installments beginning March 2, 2019.