SEC Form 4 · accession 0001492520-17-000031
BWX Technologies, Inc. · BWXT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James D Canafax
Officer — SVP & General Counsel
Period of report
Jun 1, 2017
Accepted (ET)
Jun 5, 2017 · 2:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001486957
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 1, 2017 | M | 9,125 | $26.39 | A | 63,725 | D | |
| Common Stock | Jun 1, 2017 | F | 6,924 | $48.86 | D | 56,801 | D | |
| Common Stock | Jun 1, 2017 | M | 13,037 | $26.39 | A | 69,838 | D | |
| Common Stock | Jun 1, 2017 | F | 9,892 | $48.86 | D | 59,946 | D | |
| Common Stock | Jun 1, 2017 | M | 16,114 | $20.31 | A | 76,060 | D | |
| Common Stock | Jun 1, 2017 | F | 11,176 | $48.86 | D | 64,884 | D | |
| Common Stock | Jun 1, 2017 | M | 31,565 | $20.47 | A | 96,449 | D | |
| Common Stock | Jun 1, 2017 | F | 21,947 | $48.86 | D | 74,502 | D | |
| Common Stock | Jun 1, 2017 | M | 30,221 | $24.97 | A | 104,723 | D | |
| Common Stock | Jun 1, 2017 | F | 22,472 | $48.86 | D | 82,251 | D | |
| Common Stock | Jun 1, 2017 | M | 41,450 | $23.62 | A | 123,701 | D | |
| Common Stock | Jun 1, 2017 | F | 30,224 | $48.86 | D | 93,477 | D | |
| Common StockF1 | holding | — | — | — | 2,976 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F2 | $26.39 | Jun 1, 2017 | M | 9,125 | D | — | Mar 4, 2018 | Common Stock | 9,125 | 0 | D |
| Stock Options (right to buy)F2 | $26.39 | Jun 1, 2017 | M | 13,037 | D | — | Mar 4, 2018 | Common Stock | 13,037 | 0 | D |
| Stock Options (right to buy)F2 | $20.31 | Jun 1, 2017 | M | 16,114 | D | — | Mar 5, 2019 | Common Stock | 16,114 | 0 | D |
| Stock Options (right to buy)F2 | $20.47 | Jun 1, 2017 | M | 31,565 | D | — | Mar 4, 2020 | Common Stock | 31,565 | 0 | D |
| Stock Options (right to buy)F2 | $24.97 | Jun 1, 2017 | M | 30,221 | D | — | Mar 3, 2021 | Common Stock | 30,221 | 0 | D |
| Stock Options (right to buy)F3 | $23.62 | Jun 1, 2017 | M | 41,450 | D | — | Mar 2, 2025 | Common Stock | 41,450 | 20,726 | D |
Explanation of responses
- F1Based on number of units held in the BWXT Thrift Plan and the fair market value of BWXT common stock as of May 31, 2017.
- F2100% of stock options are vested.
- F3Stock options vest in three equal annual installments beginning March 2, 2016.