SEC Form 4 · accession 0001492520-16-000116
BWX Technologies, Inc. · BWXT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jason S. Kerr
Officer — VP & Chief Accounting Officer
Period of report
Aug 18, 2016
Accepted (ET)
Aug 22, 2016 · 3:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001486957
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 18, 2016 | M | 829 | $26.39 | A | 2,529 | D | |
| Common Stock | Aug 18, 2016 | F | 646 | $39.32 | D | 1,883 | D | |
| Common Stock | Aug 18, 2016 | M | 1,219 | $20.31 | A | 3,102 | D | |
| Common Stock | Aug 18, 2016 | F | 825 | $39.32 | D | 2,277 | D | |
| Common Stock | Aug 18, 2016 | M | 2,255 | $20.47 | A | 4,532 | D | |
| Common Stock | Aug 18, 2016 | F | 1,532 | $39.32 | D | 3,000 | D | |
| Common Stock | Aug 18, 2016 | M | 2,345 | $24.97 | A | 5,345 | D | |
| Common Stock | Aug 18, 2016 | F | 1,773 | $39.32 | D | 3,572 | D | |
| Common Stock | Aug 18, 2016 | M | 2,762 | $23.62 | A | 6,334 | D | |
| Common Stock | Aug 18, 2016 | F | 2,025 | $39.32 | D | 4,309 | D | |
| Common Stock | Aug 18, 2016 | M | 1,365 | $24.45 | A | 5,674 | D | |
| Common Stock | Aug 18, 2016 | F | 1,020 | $39.32 | D | 4,654 | D | |
| Common StockF1 | holding | — | — | — | 287 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $26.39 | Aug 18, 2016 | M | 829 | D | Mar 4, 2014 | Mar 4, 2018 | Common Stock | 829 | 0 | D |
| Employee Stock Option (right to buy) | $20.31 | Aug 18, 2016 | M | 1,219 | D | Mar 5, 2015 | Mar 5, 2019 | Common Stock | 1,219 | 0 | D |
| Employee Stock Option (right to buy) | $20.47 | Aug 18, 2016 | M | 2,255 | D | Mar 4, 2016 | Mar 4, 2020 | Common Stock | 2,255 | 0 | D |
| Employee Stock Option (right to buy) | $24.97 | Aug 18, 2016 | M | 2,345 | D | Mar 3, 2016 | Mar 3, 2021 | Common Stock | 2,345 | 1,173 | D |
| Employee Stock Option (right to buy) | $23.62 | Aug 18, 2016 | M | 2,762 | D | Mar 2, 2016 | Mar 2, 2025 | Common Stock | 2,762 | 5,526 | D |
| Employee Stock Option (right to buy) | $24.45 | Aug 18, 2016 | M | 1,365 | D | Jul 1, 2016 | Jul 1, 2025 | Common Stock | 1,365 | 2,730 | D |
Explanation of responses
- F1Based on number of units held in the BWXT Thrift Plan and the fair market value of BWXT common stock as of August 18, 2016.
- F2For each exercise of stock options by the reporting person, the Issuer withheld shares of BWXT common stock to satisfy the exercise price of such options and tax withholding obligations.