SEC Form 4 · accession 0001492520-15-000012
BWX Technologies, Inc. · BWXT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
E James Ferland Jr.
Officer — President and CEO · Director
Period of report
Mar 4, 2015
Accepted (ET)
Mar 6, 2015 · 4:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001486957
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 4, 2015 | M | 10,926 | $0.00 | A | 44,440 | D | |
| Common Stock | Mar 4, 2015 | F | 3,616 | $30.78 | D | 40,824 | D | |
| Common Stock | Mar 5, 2015 | M | 30,194 | $0.00 | A | 71,018 | D | |
| Common Stock | Mar 5, 2015 | F | 11,278 | $30.50 | D | 59,740 | D | |
| Common StockF1 | holding | — | — | — | 908 | I | 401k Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2 | $0.00 | Mar 4, 2015 | M | 10,926 | D | — | Mar 4, 2016 | Common Stock | 10,926 | 10,926 | D |
| Restricted Stock UnitsF3 | $0.00 | Mar 5, 2015 | M | 18,830 | D | — | Mar 5, 2016 | Common Stock | 18,830 | 18,830 | D |
| Restricted Stock UnitsF4 | $0.00 | Mar 5, 2015 | M | 11,364 | D | — | Mar 5, 2015 | Common Stock | 11,364 | 0 | D |
Explanation of responses
- F1Based on number of units held in the BWC Thrift Plan and the fair market value of BWC common stock as of March 2, 2015.
- F2RSUs vest in three equal annual installments beginning March 4, 2014.
- F3RSUs vest in three equal annual installments beginning March 5, 2014.
- F4RSUs vest in three equal annual installments beginning March 5, 2013.