SEC Form 4 · accession 0001348049-17-000006
BWX Technologies, Inc. · BWXT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph G Henry
Officer — Senior Vice President
Period of report
Mar 3, 2017
Accepted (ET)
Mar 7, 2017 · 6:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001486957
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 3, 2017 | M | 2,326 | $0.00 | A | 25,264 | D | |
| Common Stock | Mar 3, 2017 | F | 769 | $47.79 | D | 24,495 | D | |
| Common Stock | Mar 3, 2017 | M | 688 | $0.00 | A | 25,183 | D | |
| Common Stock | Mar 3, 2017 | F | 227 | $47.49 | D | 24,956 | D | |
| Common Stock | Mar 3, 2017 | M | 233 | $0.00 | A | 25,189 | D | |
| Common Stock | Mar 3, 2017 | F | 77 | $47.49 | D | 25,112 | D | |
| Common Stock | Mar 3, 2017 | M | 787 | $0.00 | A | 25,899 | D | |
| Common Stock | Mar 3, 2017 | F | 260 | $47.49 | D | 25,639 | D | |
| Common Stock | Mar 3, 2017 | M | 5,200 | $23.62 | A | 30,839 | D | |
| Common Stock | Mar 3, 2017 | S | 5,200 | $48.15 | D | 25,639 | D | |
| Common Stock | Mar 3, 2017 | M | 983 | $23.62 | A | 26,622 | D | |
| Common Stock | Mar 3, 2017 | S | 983 | $48.15 | D | 25,639 | D | |
| Common Stock | Mar 3, 2017 | M | 500 | $23.62 | A | 26,139 | D | |
| Common Stock | Mar 3, 2017 | S | 500 | $48.16 | D | 25,639 | D | |
| Common Stock | Mar 3, 2017 | M | 500 | $23.62 | A | 26,139 | D | |
| Common Stock | Mar 3, 2017 | S | 500 | $48.16 | D | 25,639 | D | |
| Common Stock | Mar 3, 2017 | M | 400 | $23.62 | A | 26,039 | D | |
| Common Stock | Mar 3, 2017 | S | 400 | $48.17 | D | 25,639 | D | |
| Common Stock | Mar 3, 2017 | M | 1,701 | $23.62 | A | 27,340 | D | |
| Common Stock | Mar 3, 2017 | S | 1,701 | $48.18 | D | 25,639 | D | |
| Common Stock | Mar 3, 2017 | M | 100 | $23.62 | A | 25,739 | D | |
| Common Stock | Mar 3, 2017 | S | 100 | $48.19 | D | 25,639 | D | |
| Common Stock | Mar 3, 2017 | M | 500 | $23.62 | A | 26,139 | D | |
| Common Stock | Mar 3, 2017 | S | 500 | $48.20 | D | 25,639 | D | |
| Common Stock | Mar 3, 2017 | M | 378 | $23.62 | A | 26,017 | D | |
| Common Stock | Mar 3, 2017 | S | 378 | $48.21 | D | 25,639 | D | |
| Common Stock | Mar 3, 2017 | M | 100 | $23.62 | A | 25,739 | D | |
| Common Stock | Mar 3, 2017 | S | 100 | $48.22 | D | 25,639 | D | |
| Common Stock | holding | — | — | — | 985 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1 | $0.00 | Mar 3, 2017 | M | 2,326 | D | — | Mar 3, 2017 | Common Stock | 2,326 | 0 | D |
| Restricted Stock UnitF1 | $0.00 | Mar 3, 2017 | M | 688 | D | — | Mar 3, 2017 | Common Stock | 688 | 0 | D |
| Restricted Stock UnitF2 | $0.00 | Mar 3, 2017 | M | 233 | D | — | Mar 3, 2017 | Common Stock | 233 | 0 | D |
| Common StockF2 | $0.00 | Mar 3, 2017 | M | 787 | D | — | Mar 3, 2017 | Common Stock | 787 | 0 | D |
| Stock Option (right to buy)F4 | $23.62 | Mar 3, 2017 | M | 5,200 | A | — | Mar 2, 2025 | Common Stock | 5,200 | 25,886 | D |
| Stock Option (right to buy)F4 | $23.62 | Mar 3, 2017 | M | 983 | A | — | Mar 2, 2025 | Common Stock | 983 | 26,869 | D |
| Stock Option (right to buy)F4 | $23.62 | Mar 3, 2017 | M | 500 | A | — | Mar 2, 2025 | Common Stock | 500 | 27,369 | D |
| Stock Option (right to buy)F4 | $23.62 | Mar 3, 2017 | M | 500 | A | — | Mar 2, 2025 | Common Stock | 500 | 27,869 | D |
| Stock Option (right to buy)F4 | $23.62 | Mar 3, 2017 | M | 400 | A | — | Mar 2, 2025 | Common Stock | 400 | 28,269 | D |
| Stock Option (right to buy)F4 | $23.62 | Mar 3, 2017 | M | 1,701 | A | — | Mar 2, 2025 | Common Stock | 1,701 | 29,970 | D |
| Stock Option (right to buy)F4 | $23.62 | Mar 3, 2017 | M | 100 | A | — | Mar 2, 2025 | Common Stock | 100 | 30,070 | D |
| Stock Option (right to buy)F4 | $23.62 | Mar 3, 2017 | M | 500 | A | — | Mar 2, 2025 | Common Stock | 500 | 30,570 | D |
| Stock Option (right to buy)F4 | $23.62 | Mar 3, 2017 | M | 378 | A | — | Mar 2, 2025 | Common Stock | 378 | 30,948 | D |
| Stock Option (right to buy)F4 | $23.62 | Mar 3, 2017 | M | 100 | A | — | Mar 2, 2025 | Common Stock | 100 | 31,048 | D |
Explanation of responses
- F1RSUs cliff vest on March 3, 2017.
- F2RSUs vest in three equal annual installments beginning March 3, 2015.
- F3For each exercise of stock options by the reporting person, the Issuer withheld shares of BWXT common stock to satisfy the exercise price of such options and tax withholding obligations.
- F4Stock options vest in three equal annual installments beginning March 2, 2016.