SEC Form 4 · accession 0000899243-16-015573
BWX Technologies, Inc. · BWXT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Benjamin H. Bash
Officer — SVP, Human Resources
Period of report
Mar 4, 2016
Accepted (ET)
Mar 8, 2016 · 7:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001486957
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 4, 2016 | M | 2,305 | $0.00 | A | 19,728 | D | |
| Common Stock | Mar 4, 2016 | F | 749 | $32.34 | D | 18,979 | D | |
| Common Stock | Mar 4, 2016 | M | 381 | $0.00 | A | 19,360 | D | |
| Common Stock | Mar 4, 2016 | F | 123 | $32.34 | D | 19,237 | D | |
| Common StockF1 | holding | — | — | — | 477 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2 | $0.00 | Mar 4, 2016 | M | 2,305 | D | — | Mar 4, 2016 | Common Stock | 2,305 | 0 | D |
| Restricted Stock UnitF3 | $0.00 | Mar 4, 2016 | M | 381 | D | — | Mar 4, 2016 | Common Stock | 381 | 0 | D |
Explanation of responses
- F1Based on number of units held in BWXT Thrift Plan and the fair market value of BWXT common stock as of February 24, 2016.
- F2Restricted stock units cliff vest on March 4, 2016.
- F3Restricted stock units vest in three equal annual installments beginning March 4, 2014.