SEC Form 4 · accession 0001437749-16-025939
Higher One Holdings, Inc. · ONE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul Biddelman
Director
Period of report
Feb 22, 2016
Accepted (ET)
Feb 24, 2016 · 4:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001486800
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Feb 22, 2016 | A | 27,710 | A | — | — | Common Stock | 27,710 | 27,710 | D |
Explanation of responses
- F1The restricted stock units may be settled solely in cash ("cash-settled RSUs"). Each cash-settled RSU is the economic equivalent of one share of common stock of the issuer.
- F2The cash-settled RSUs vest and are settled at the time of termination from the Board other than for cause.