SEC Form 4 · accession 0001437749-15-017669
Higher One Holdings, Inc. · ONE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marc Sheinbaum
Officer — President and CEO · Director
Period of report
Sep 21, 2015
Accepted (ET)
Sep 23, 2015 · 5:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001486800
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 21, 2015 | A | 150,000 | $0.00 | A | 650,641 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects a grant of restricted stock units by the issuer. Each restricted stock unit represents the right to receive one common share at the time it vests. These restricted stock units are scheduled to vest 50% on March 31, 2017 and 50% on March 31, 2018 subject to a performance condition.