SEC Form 4 · accession 0001213900-15-007807
Higher One Holdings, Inc. · ONE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
ZILKHA PARTNERS L.P.
10% Owner
Period of report
Oct 16, 2015
Accepted (ET)
Oct 20, 2015 · 6:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001486800
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 16, 2015 | P | 3,400 | $2.0922 | A | 1,765,199 | D | |
| Common StockF1 | Oct 19, 2015 | P | 10,500 | $2.0818 | A | 1,775,699 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The prices reported in Column 4 are weighted average prices for shares purchased in multiple transactions. The reporting person undertakes to provide Higher One Holdings, any security holder of Higher One Holdings, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.