SEC Form 4 · accession 0001140361-15-013195
Higher One Holdings, Inc. · ONE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Miles Lasater
Director
Period of report
Mar 23, 2015
Accepted (ET)
Mar 25, 2015 · 5:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001486800
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 23, 2015 | M | 75,000 | $1.34 | A | 1,151,740 | D | |
| Common Stock | holding | — | — | — | 154,674 | I | By the Miles Hanson Lasater 2009 GRAT | |
| Common Stock | holding | — | — | — | 196,000 | I | By the Miles Hanson Lasater 2012 Spray Trust dated 11/1/12 | |
| Common Stock | holding | — | — | — | 196,000 | I | By the Glyn Elizabeth Lasater 2012 Spray Trust dated 11/1/12 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock (Right to Buy) | $1.34 | Mar 23, 2015 | M | 75,000 | D | Jan 23, 2010 | Mar 31, 2015 | Common Stock | 75,000 | 0 | D |