SEC Form 4 · accession 0001140361-15-010332
Higher One Holdings, Inc. · ONE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Miles Lasater
Director
Period of report
Mar 2, 2015
Accepted (ET)
Mar 4, 2015 · 9:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001486800
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 2, 2015 | A | 25,256 | $0.00 | A | 1,076,740 | D | |
| Common Stock | holding | — | — | — | 154,674 | I | By the Miles Hanson Lasater 2009 GRAT | |
| Common Stock | holding | — | — | — | 196,000 | I | By the Miles Hanson Lasater 2012 Spray Trust dated 11/1/12 | |
| Common Stock | holding | — | — | — | 196,000 | I | By the Glyn Elizabeth Lasater 2012 Spray Trust dated 11/1/12 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock (Right to Buy) | $3.42 | Mar 2, 2015 | A | 21,273 | A | Mar 2, 2015 | Mar 2, 2024 | Common Stock | 21,273 | 21,273 | D |