SEC Form 4 · accession 0001140361-15-010327
Higher One Holdings, Inc. · ONE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marc Sheinbaum
Officer — President and CEO · Director
Period of report
Mar 2, 2015
Accepted (ET)
Mar 4, 2015 · 9:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001486800
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 2, 2015 | A | 247,437 | $0.00 | A | 500,641 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock (Right to Buy)F1 | $3.42 | Mar 2, 2015 | A | 125,000 | A | — | Mar 2, 2025 | Common Stock | 125,000 | 125,000 | D |
Explanation of responses
- F1The options vest and become exercisable over a two year period, with one half (1/2) vesting on the first anniversary of the grant date, and the remaining one half (1/2) vesting on the second anniversary of the grant date.