SEC Form 4 · accession 0001193805-15-000286
AOXIN TIANLI GROUP, INC. · ABAC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ping Wang
Officer — Chairman and CEO · Director · 10% Owner
Period of report
Aug 18, 2014
Accepted (ET)
Feb 18, 2015 · 5:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001486299
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Aug 18, 2014 | A | 3,000,000 | $2.40 | A | 3,000,000 | I | Please see footnote |
| Common SharesF2,F1 | Aug 26, 2014 | A | 1,075,000 | — | A | 4,075,000 | I | Please see footnote |
| Common SharesF3 | Feb 3, 2015 | A | 200,000 | — | A | 5,800,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares acquired from the Issuer by Hubei Aoxin Science and Technology Group Co., Ltd., of which the reporting person is Chairman and a principal shareholder.
- F2Shares issued by the Issuer to Hubei Aoxin Science and Technology Group Co., Ltd., of which the reporting person is Chairman and a principal shareholder, in exchange for shares of Wuhan Optical Valley Orange Technology Co., Ltd.
- F3Shares acquired as stock award pursuant to Issuer's 2014 Share Incentive Plan. The vesting of 120,000 of these shares is subject to the reporting person's achievement of certain performance criteria to be determined as to 60,000 shares on each of the first. and second anniversary of the date of grant.