SEC Form 4 · accession 0001140361-15-008338

Peoples Federal Bancshares, Inc. · PEOP

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Executive Vice President

Period of report

Feb 20, 2015

Accepted (ET)

Feb 23, 2015 · 12:55 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001485964

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	D/I	Nature of ownership
Common Stock^F1	Feb 20, 2015	J	35,400	—	D	D
Common Stock^F1	Feb 20, 2015	J	27,297	—	D	I	By 401(k)
Common Stock^F1	Feb 20, 2015	J	5,447	—	D	I	By ESOP

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Options^F2	$18.49	Feb 20, 2015	J	7,500	D	Aug 20, 2014	Aug 20, 2023	Common Stock	7,500	0	D
Stock Options^F2	$15.47	Feb 20, 2015	J	64,000	D	Feb 21, 2013	Feb 21, 2022	Common Stock	64,000	0	D

F1Each share of common stock of the Issuer was converted into and became exchangeable for the right to receive either (i) 0.5523 of a share of Independent Bank Corp. common stock or (ii) $21.00 in cash.
F2Stock options have been cancelled and each option holder will receive a cash payment upon such cancellation in an amount equal to the product of (i) the number of shares of Issuer common stock provided for by such option and (ii) the excess, if any, of $21.00 over the exercise price of the option.