SEC Form 4 · accession 0001225208-15-014334
Fox Chase Bancorp Inc · FXCB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony A Nichols Sr.
Director
Period of report
Jun 25, 2015
Accepted (ET)
Jun 29, 2015 · 12:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001485176
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 25, 2015 | M | 25,661 | $11.58 | A | 45,359 | D | |
| Common Stock | Jun 25, 2015 | S | 1,905 | $16.88 | D | 43,454 | D | |
| Common StockF1 | Jun 25, 2015 | S | 23,756 | $16.87 | D | 19,698 | D | |
| Common Stock | holding | — | — | — | 3,000 | I | By IRA | |
| Common Stock | holding | — | — | — | 817 | I | By Limited Partnership | |
| Common StockF2 | holding | — | — | — | 1,000 | I | Restricted Stock II | |
| Common StockF1,F3 | holding | — | — | — | 1,300 | I | Restricted Stock III | |
| Common StockF4 | holding | — | — | — | 3,900 | I | Restricted Stock IV | |
| Common StockF5 | holding | — | — | — | 2,000 | I | Restricted Stock V |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F6 | $11.58 | Jun 25, 2015 | M | 25,661 | D | — | Aug 31, 2017 | Common Stock | 25,661 | 0 | D |
| Stock Option (Right to Buy)F7 | $17.00 | holding | — | — | — | — | Mar 7, 2023 | Common Stock | 15,000 | 15,000 | D |
| Stock Option (Right to Buy)F8 | $16.99 | holding | — | — | — | — | Mar 13, 2025 | Common Stock | 5,000 | 5,000 | D |
| Stock Option (Right to Buy)F9 | $13.11 | holding | — | — | — | — | May 10, 2022 | Common Stock | 7,500 | 7,500 | D |
| Stock Option (Right to Buy)F10 | $12.39 | holding | — | — | — | — | Aug 22, 2021 | Common Stock | 6,000 | 6,000 | D |
Explanation of responses
- F1Since the reporting person's last report, 650 shares of stock have vested and are now held directly.
- F10Options vest in 5 equal annual installments beginning on August 22, 2012, the first anniversary of the date of the grant.
- F2Restricted stock vests in five equal annual installments beginning on August 22, 2012, the first anniversary of the date of the award.
- F3Restricted stock vests in five equal annual installments beginning on May 10, 2013, the first anniversary of the date of the award.
- F4Shares of restricted stock vest in 5 equal annual installments beginning on March 7, 2014, the first anniversary of the date of the award.
- F5Restricted stock vests in five equal annual installments beginning on March 13, 2016, the first anniversary of the date of the award.
- F6Options are fully vested and exercisable.
- F7Options vest in 5 equal annual installments beginning on March 7, 2014, the first anniversary of the date of the grant.
- F8Options vest in 5 equal annual installments beginning on March 13, 2016, the first anniversary of the date of the grant.
- F9Options vest in 5 equal annual installments beginning on May 10, 2013, the first anniversary of the date of the grant.