SEC Form 4 · accession 0001225208-15-011974
Fox Chase Bancorp Inc · FXCB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger S Deacon
Officer — EVP and CFO
Period of report
May 10, 2015
Accepted (ET)
May 13, 2015 · 8:47 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001485176
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 10, 2015 | J | 3,197 | $0.00 | A | 67,609 | D | |
| Common Stock | May 10, 2015 | J | 900 | $0.00 | A | 68,509 | D | |
| Common StockF2 | May 10, 2015 | J | 3,197 | $0.00 | D | 3,197 | I | Performance Award II |
| Common StockF3 | May 10, 2015 | J | 900 | $0.00 | D | 1,800 | I | Restricted Stock V |
| Common Stock | holding | — | — | — | 11,379 | I | By ESOP | |
| Common Stock | holding | — | — | — | 16,749 | I | By IRA | |
| Common StockF4 | holding | — | — | — | 1,211 | I | Performance Award | |
| Common StockF5 | holding | — | — | — | 9,000 | I | Performance Award III | |
| Common StockF6 | holding | — | — | — | 1,220 | I | Performance Award IV | |
| Common StockF7 | holding | — | — | — | 692 | I | Restricted Stock IV | |
| Common StockF8 | holding | — | — | — | 5,400 | I | Restricted Stock VI | |
| Common StockF9 | holding | — | — | — | 2,480 | I | Restricted Stock VII |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F10 | $8.22 | holding | — | — | — | — | Feb 27, 2019 | Common Stock | 20,823 | 20,823 | D |
| Stock Option (Right to Buy)F10 | $10.68 | holding | — | — | — | — | Mar 3, 2018 | Common Stock | 11,762 | 11,762 | D |
| Stock Option (Right to Buy)F11 | $17.00 | holding | — | — | — | — | Mar 7, 2023 | Common Stock | 30,000 | 30,000 | D |
| Stock Option (Right to Buy)F12 | $16.99 | holding | — | — | — | — | Mar 13, 2025 | Common Stock | 12,500 | 12,500 | D |
| Stock Option (Right to Buy)F13 | $13.11 | holding | — | — | — | — | May 10, 2022 | Common Stock | 15,000 | 15,000 | D |
| Stock Option (Right to Buy)F14 | $12.39 | holding | — | — | — | — | Aug 22, 2021 | Common Stock | 10,163 | 10,163 | D |
| Stock Option (Right to Buy)F10 | $11.58 | holding | — | — | — | — | Aug 31, 2017 | Common Stock | 11,762 | 11,762 | D |
Explanation of responses
- F1This form reports the vesting of stock awards.
- F10Options are fully vested and exerciseable.
- F11Options vest in 5 equal annual installments beginning on March 7, 2014, the first anniversary of the date of the grant.
- F12Options vest in 5 equal annual installments beginning on March 13, 2016, the first anniversary of the date of the grant.
- F13Options vest in 5 equal annual installments beginning on May 10, 2013, the first anniversary of the date of the grant.
- F14Options vest in 5 equal annual installments beginning on August 22, 2012, the first anniversary of the date of the grant.
- F2The actual amount of shares received under this award was determined on the third anniversary of the date of grant (May 10, 2015). The recipient received 6,394 shares of common stock of which 50% vested on the third anniversary of the date of the grant, 25% will vest on the fourth anniversary of the date of the grant and 25% will vest on the fifth anniversary of the date of the grant.
- F3Restricted stock vests in five equal annual installments beginning on May 10, 2013, the first anniversary of the date of the award.
- F4The actual amount of shares received under this award was determined on the third anniversary of the date of grant (August 22, 2014). The recipient received 2,423 shares of common stock of which 50% vested on the third anniversary of the date of the grant, 25% will vest on the fourth anniversary of the date of the grant and 25% will vest on the fifth anniversary of the date of the grant.
- F5The actual amount of shares to be received under this award will be determined on the third anniversary of the date of grant and may fluctuate based on the performance of the Company during that three-year period. Depending on the performance the recipient may receive up to 13,500 shares of common stock. The award vests as follows: 50% on the third anniversary of the date of the grant (March 7, 2016), 25% on the fourth anniversary of the date of the grant and 25% on the fifth anniversary of the date of the grant, in each case subject to the achievement of certain performance metrics. If such performance metrics have not been satisfied as of such dates, such award shares will be forfeited.
- F6The actual amount of shares to be received under this award will be determined on the third anniversary of the date of grant and may fluctuate based on the performance of the Company during that three-year period. Depending on the performance the recipient may receive up to 1,830 shares of common stock. The award vests as follows: 50% on the third anniversary of the date of the grant (March 13, 2018), 50% on the fourth anniversary of the date of the grant, in each case subject to the achievement of certain performance metrics. If such performance metrics have not been satisfied as of such dates, such award shares will be forfeited.
- F7Restricted stock vests in five equal annual installments beginning on August 22, 2012, the first anniversary of the date of the award.
- F8Shares of restricted stock vest in 5 equal annual installments beginning on March 7, 2014, the first anniversary of the date of the award.
- F9Restricted stock vests in five equal annual installments beginning on March 13, 2016, the first anniversary of the date of the award.