SEC Form 4 · accession 0001225208-15-011886
Fox Chase Bancorp Inc · FXCB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael S Fitzgerald
Officer — EVP
Period of report
May 10, 2015
Accepted (ET)
May 12, 2015 · 10:33 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001485176
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 10, 2015 | F | 578 | $16.27 | D | 18,305 | D | |
| Common Stock | holding | — | — | — | 1,083 | I | By 401(k) Plan | |
| Common Stock | holding | — | — | — | 9,089 | I | By ESOP | |
| Common Stock | holding | — | — | — | 14,100 | I | By IRA | |
| Common StockF2 | holding | — | — | — | 467 | I | Performance Award | |
| Common StockF3 | holding | — | — | — | 1,421 | I | Performance Award II | |
| Common StockF4 | holding | — | — | — | 4,000 | I | Performance Award III | |
| Common StockF5 | holding | — | — | — | 990 | I | Performance Award IV | |
| Common StockF6 | holding | — | — | — | 1,568 | I | Restricted Stock II | |
| Common StockF7 | holding | — | — | — | 1,568 | I | Restricted Stock III | |
| Common StockF8 | holding | — | — | — | 266 | I | Restricted Stock IV | |
| Common StockF9 | holding | — | — | — | 800 | I | Restricted Stock V | |
| Common StockF10 | holding | — | — | — | 2,400 | I | Restricted Stock VI | |
| Common StockF11 | holding | — | — | — | 2,010 | I | Restricted Stock VII |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F12 | $17.00 | holding | — | — | — | — | Mar 7, 2023 | Common Stock | 12,000 | 12,000 | D |
| Stock Option (Right to Buy)F13 | $16.99 | holding | — | — | — | — | Mar 13, 2025 | Common Stock | 4,500 | 4,500 | D |
| Stock Option (Right to Buy)F14 | $13.11 | holding | — | — | — | — | May 10, 2022 | Common Stock | 6,000 | 6,000 | D |
| Stock Option (Right to Buy)F15 | $12.39 | holding | — | — | — | — | Aug 22, 2021 | Common Stock | 3,913 | 3,913 | D |
Explanation of responses
- F1Since the reporting person's last report, 1,821 shares of stock have vested and are now held directly.
- F10Shares of restricted stock vest in 5 equal annual installments beginning on March 7, 2014, the first anniversary of the date of the award.
- F11Restricted stock vests in five equal annual installments beginning on March 13, 2016, the first anniversary of the date of the award.
- F12Options vest in 5 equal annual installments beginning on March 7, 2014, the first anniversary of the date of the grant.
- F13Options vest in 5 equal annual installments beginning on March 13, 2016, the first anniversary of the date of the grant.
- F14Options vest in 5 equal annual installments beginning on May 10, 2013, the first anniversary of the date of the grant.
- F15Options vest in 5 equal annual installments beginning on August 22, 2012, the first anniversary of the date of the grant.
- F2The actual amount of shares received under this award was determined on the third anniversary of the date of grant (August 22, 2014). The recipient received 934 shares of common stock of which 50% vested on the third anniversary of the date of the grant, 25% will vest on the fourth anniversary of the date of the grant and 25% will vest on the fifth anniversary of the date of the grant.
- F3The actual amount of shares received under this award was determined on the third anniversary of the date of grant (May 10, 2015). The recipient received 2,842 shares of common stock of which 50% vested on the third anniversary of the date of the grant, 25% will vest on the fourth anniversary of the date of the grant and 25% will vest on the fifth anniversary of the date of the grant.
- F4The actual amount of shares to be received under this award will be determined on the third anniversary of the date of grant and may fluctuate based on the performance of the Company during that three-year period. Depending on the performance the recipient may receive up to 6,000 shares of common stock. The award vests as follows: 50% on the third anniversary of the date of the grant (March 7, 2016), 25% on the fourth anniversary of the date of the grant and 25% on the fifth anniversary of the date of the grant, in each case subject to the achievement of certain performance metrics. If such performance metrics have not been satisfied as of such dates, such award shares will be forfeited.
- F5The actual amount of shares to be received under this award will be determined on the third anniversary of the date of grant and may fluctuate based on the performance of the Company during that three-year period. Depending on the performance the recipient may receive up to 1,485 shares of common stock. The award vests as follows: 50% on the third anniversary of the date of the grant (March 13, 2018), 50% on the fourth anniversary of the date of the grant, in each case subject to the achievement of certain performance metrics. If such performance metrics have not been satisfied as of such dates, such award shares will be forfeited.
- F6Shares of restricted stock vest in 5 equal annual installments beginning on August 2, 2011, the first anniversary of the date of the grant.
- F7Restricted stock vests in 5 annual installments beginning on March 1, 2012, the first annivesary of the date of the award.
- F8Restricted stock vests in five equal annual installments beginning on August 22, 2012, the first anniversary of the date of the award.
- F9Restricted stock vests in five equal annual installments beginning on May 10, 2013, the first anniversary of the date of the award.