SEC Form 4 · accession 0001225208-15-008848
Fox Chase Bancorp Inc · FXCB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael S Fitzgerald
Officer — EVP
Period of report
Mar 30, 2015
Accepted (ET)
Mar 31, 2015 · 3:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001485176
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 30, 2015 | S | 3,398 | $16.88 | D | 1,083 | I | By 401(k) Plan |
| Common Stock | holding | — | — | — | 17,062 | D | ||
| Common Stock | holding | — | — | — | 9,089 | I | By ESOP | |
| Common Stock | holding | — | — | — | 14,100 | I | By IRA | |
| Common StockF1 | holding | — | — | — | 467 | I | Performance Award | |
| Common StockF2 | holding | — | — | — | 2,000 | I | Performance Award II | |
| Common StockF3 | holding | — | — | — | 4,000 | I | Performance Award III | |
| Common StockF4 | holding | — | — | — | 990 | I | Performance Award IV | |
| Common StockF5 | holding | — | — | — | 1,568 | I | Restricted Stock II | |
| Common StockF6 | holding | — | — | — | 1,568 | I | Restricted Stock III | |
| Common StockF7 | holding | — | — | — | 266 | I | Restricted Stock IV | |
| Common StockF8 | holding | — | — | — | 1,200 | I | Restricted Stock V | |
| Common StockF9 | holding | — | — | — | 2,400 | I | Restricted Stock VI | |
| Common StockF10 | holding | — | — | — | 2,010 | I | Restricted Stock VII |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F11 | $17.00 | holding | — | — | — | — | Mar 7, 2023 | Common Stock | 12,000 | 12,000 | D |
| Stock Option (Right to Buy)F12 | $16.99 | holding | — | — | — | — | Mar 13, 2025 | Common Stock | 4,500 | 4,500 | D |
| Stock Option (Right to Buy)F13 | $13.11 | holding | — | — | — | — | May 10, 2022 | Common Stock | 6,000 | 6,000 | D |
| Stock Option (Right to Buy)F14 | $12.39 | holding | — | — | — | — | Aug 22, 2021 | Common Stock | 3,913 | 3,913 | D |
Explanation of responses
- F1The actual amount of shares received under this award was determined on the third anniversary of the date of grant (August 22, 2014). The recipient received 934 shares of common stock of which 50% vested on the third anniversary of the date of the grant, 25% will vest on the fourth anniversary of the date of the grant and 25% will vest on the fifth anniversary of the date of the grant.
- F10Restricted stock vests in five equal annual installments beginning on March 13, 2016, the first anniversary of the date of the award.
- F11Options vest in 5 equal annual installments beginning on March 7, 2014, the first anniversary of the date of the grant.
- F12Options vest in 5 equal annual installments beginning on March 13, 2016, the first anniversary of the date of the grant.
- F13Options vest in 5 equal annual installments beginning on May 10, 2013, the first anniversary of the date of the grant.
- F14Options vest in 5 equal annual installments beginning on August 22, 2012, the first anniversary of the date of the grant.
- F2The actual amount of shares to be received under this award will be determined on the third anniversary of the date of grant and may fluctuate based on the performance of the Company during that three-year period. Depending on the performance the recipient may receive up to 3,000 shares of common stock. The award vests as follows: 50% on the third anniversary of the date of the grant (May 10, 2015), 25% on the fourth anniversary of the date of the grant and 25% on the fifth anniversary of the date of the grant, in each case subject to the achievement of certain performance metrics. If such performance metrics have not been satisfied as of such dates, such award shares will be forfeited.
- F3The actual amount of shares to be received under this award will be determined on the third anniversary of the date of grant and may fluctuate based on the performance of the Company during that three-year period. Depending on the performance the recipient may receive up to 6,000 shares of common stock. The award vests as follows: 50% on the third anniversary of the date of the grant (March 7, 2016), 25% on the fourth anniversary of the date of the grant and 25% on the fifth anniversary of the date of the grant, in each case subject to the achievement of certain performance metrics. If such performance metrics have not been satisfied as of such dates, such award shares will be forfeited.
- F4The actual amount of shares to be received under this award will be determined on the third anniversary of the date of grant and may fluctuate based on the performance of the Company during that three-year period. Depending on the performance the recipient may receive up to 1,485 shares of common stock. The award vests as follows: 50% on the third anniversary of the date of the grant (March 13, 2018), 50% on the fourth anniversary of the date of the grant, in each case subject to the achievement of certain performance metrics. If such performance metrics have not been satisfied as of such dates, such award shares will be forfeited.
- F5Shares of restricted stock vest in 5 equal annual installments beginning on August 2, 2011, the first anniversary of the date of the grant.
- F6Restricted stock vests in 5 annual installments beginning on March 1, 2012, the first annivesary of the date of the award.
- F7Restricted stock vests in five equal annual installments beginning on August 22, 2012, the first anniversary of the date of the award.
- F8Restricted stock vests in five equal annual installments beginning on May 10, 2013, the first anniversary of the date of the award.
- F9Shares of restricted stock vest in 5 equal annual installments beginning on March 7, 2014, the first anniversary of the date of the award.