SEC Form 4 · accession 0001225208-15-007969
Fox Chase Bancorp Inc · FXCB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Randall J McGarry
Officer — Sr VP Chief Information Off.
Period of report
Mar 13, 2015
Accepted (ET)
Mar 17, 2015 · 10:58 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001485176
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 13, 2015 | A | 660 | $0.00 | A | 660 | I | Performance Award IV |
| Common StockF2 | Mar 13, 2015 | A | 1,340 | $0.00 | A | 1,340 | I | Restricted Stock VI |
| Common StockF3 | holding | — | — | — | 4,736 | D | ||
| Common StockF4 | holding | — | — | — | 5,971 | I | By ESOP | |
| Common StockF5 | holding | — | — | — | 449 | I | Performance Award | |
| Common StockF6 | holding | — | — | — | 1,500 | I | Performance Award II | |
| Common StockF7 | holding | — | — | — | 1,250 | I | Performance Award III | |
| Common StockF8 | holding | — | — | — | 600 | I | Restricted Stock | |
| Common StockF9 | holding | — | — | — | 255 | I | Restricted Stock II | |
| Common StockF10 | holding | — | — | — | 900 | I | Restricted Stock III | |
| Common StockF11 | holding | — | — | — | 750 | I | Restricted Stock IV | |
| Common StockF12 | holding | — | — | — | 1,600 | I | Restricted Stock V |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F13 | $16.99 | Mar 13, 2015 | A | 2,000 | A | — | Mar 13, 2025 | Common Stock | 2,000 | 2,000 | D |
| Stock Option (Right to Buy)F14 | $17.00 | holding | — | — | — | — | Mar 7, 2023 | Common Stock | 4,500 | 4,500 | D |
| Stock Option (Right to Buy)F15 | $16.96 | holding | — | — | — | — | Mar 14, 2024 | Common Stock | 2,500 | 2,500 | D |
| Stock Option (Right to Buy)F16 | $13.11 | holding | — | — | — | — | May 10, 2022 | Common Stock | 5,000 | 5,000 | D |
| Stock Option (Right to Buy)F17 | $9.67 | holding | — | — | — | — | Aug 2, 2020 | Common Stock | 8,000 | 8,000 | D |
| Stock Option (Right to Buy)F18 | $12.39 | holding | — | — | — | — | Aug 22, 2021 | Common Stock | 3,770 | 3,770 | D |
Explanation of responses
- F1The actual amount of shares to be received under this award will be determined on the third anniversary of the date of grant and may fluctuate based on the performance of the Company during that three-year period. Depending on the performance the recipient may receive up to 990 shares of common stock. The award vests as follows: 50% on the third anniversary of the date of the grant (March 13, 2018), 50% on the fourth anniversary of the date of the grant, in each case subject to the achievement of certain performance metrics. If such performance metrics have not been satisfied as of such dates, such award shares will be forfeited.
- F10Restricted stock vests in five equal annual installments beginning on May 10, 2013, the first anniversary of the date of the award.
- F11Shares of restricted stock vest in 5 equal annual installments beginning on March 7, 2014, the first anniversary of the date of the award.
- F12Restricted stock vests in five equal annual installments beginning on March 14, 2015, the first anniversary of the date of the award.
- F13Options vest in 5 equal annual installments beginning on March 13, 2016, the first anniversary of the date of the grant.
- F14Options vest in 5 equal annual installments beginning on March 7, 2014, the first anniversary of the date of the grant.
- F15Options vest in 5 equal annual installments beginning on March 14, 2015, the first anniversary of the date of the grant.
- F16Options vest in 5 equal annual installments beginning on May 10, 2013, the first anniversary of the date of the grant.
- F17Options vest in 5 equal annual installments beginning on August 2, 2011, the first anniversary of the date of the grant.
- F18Options vest in 5 equal annual installments beginning on August 22, 2012, the first anniversary of the date of the grant.
- F2Restricted stock vests in five equal annual installments beginning on March 13, 2016, the first anniversary of the date of the award.
- F3Since the reporting person's last report, 2,128 shares of stock have vested and are now held directly.
- F4Amount reflects an increase in the number of shares owned resulting from an exempt acquisition of shares under the Fox Chase Bank Employee Stock Ownership Plan.
- F5The amount of shares received under this award was determined on the third anniversary date of grant (August 22, 2014). The recipient received 898 shares of common stock of which 50% vested on the third anniversary of the date of grant, 25% will vest on the fourth anniversary of the date of the grant and 25% will vest on the fifth anniversary of the date of the grant.
- F6The actual amount of shares to be received under this award will be determined on the third anniversary of the date of grant and may fluctuate based on the performance of the Company during that three-year period. Depending on the performance the recipient may receive up to 2,250 shares of common stock. The award vests as follows: 50% on the third anniversary of the date of the grant (May 10, 2015), 25% on the fourth anniversary of the date of the grant and 25% on the fifth anniversary of the date of the grant, in each case subject to the achievement of certain performance metrics. If such performance metrics have not been satisfied as of such dates, such award shares will be forfeited.
- F7The actual amount of shares to be received under this award will be determined on the third anniversary of the date of grant and may fluctuate based on the performance of the Company during that three-year period. Depending on the performance the recipient may receive up to 1,875 shares of common stock. The award vests as follows: 50% on the third anniversary of the date of the grant (March 7, 2016), 25% on the fourth anniversary of the date of the grant and 25% on the fifth anniversary of the date of the grant, in each case subject to the achievement of certain performance metrics. If such performance metrics have not been satisfied as of such dates, such award shares will be forfeited.
- F8Shares of restricted stock vest in 5 equal annual installments beginning on August 2, 2011, the first anniversary of the date of the award.
- F9Restricted stock vests in five equal annual installments beginning on August 22, 2012, the first anniversary of the date of the award.