SEC Form 4 · accession 0001225208-15-007965

Fox Chase Bancorp Inc · FXCB

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Jerry D Holbrook

Officer — EVP and COO

Period of report

Mar 13, 2015

Accepted (ET)

Mar 17, 2015 · 10:58 am EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001485176

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Mar 13, 2015	A	1,650	$0.00	A	1,650	I	Performance Award IV
Common Stock^F2	Mar 13, 2015	A	3,350	$0.00	A	3,350	I	Restricted Stock V
Common Stock^F3	holding	—	—		—	75,124	D
Common Stock	holding	—	—		—	4,743	I	By 401(k) Plan
Common Stock^F4	holding	—	—		—	14,705	I	By ESOP
Common Stock^F5	holding	—	—		—	13,244	I	By Incentive Plan
Common Stock	holding	—	—		—	7,189	I	By Spouse
Common Stock	holding	—	—		—	7,183	I	Custodian for Child #1 UTMA
Common Stock	holding	—	—		—	4,345	I	Custodian for Child #2 UTMA
Common Stock^F6	holding	—	—		—	1,696	I	Performance Award
Common Stock^F7	holding	—	—		—	5,500	I	Performance Award II
Common Stock^F8	holding	—	—		—	11,000	I	Performance Award III
Common Stock^F9	holding	—	—		—	969	I	Restricted Stock II
Common Stock^F10	holding	—	—		—	3,300	I	Restricted Stock III
Common Stock^F11	holding	—	—		—	6,600	I	Restricted Stock IV

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Buy)^F12	$16.99	Mar 13, 2015	A	15,500	A	—	Mar 13, 2025	Common Stock	15,500	15,500	D
Stock Option (Right to Buy)^F13	$8.22	holding	—	—	—	—	Feb 27, 2019	Common Stock	9,062	9,062	D
Stock Option (Right to Buy)^F14	$17.00	holding	—	—	—	—	Mar 7, 2023	Common Stock	36,000	36,000	D
Stock Option (Right to Buy)^F15	$13.11	holding	—	—	—	—	May 10, 2022	Common Stock	18,000	18,000	D
Stock Option (Right to Buy)^F16	$12.39	holding	—	—	—	—	Aug 22, 2021	Common Stock	14,228	14,228	D
Stock Option (Right to Buy)^F17	$11.58	holding	—	—	—	—	Aug 31, 2017	Common Stock	80,190	80,190	D

Explanation of responses

F1The actual amount of shares to be received under this award will be determined on the third anniversary of the date of grant and may fluctuate based on the performance of the Company during that three-year period. Depending on the performance the recipient may receive up to 2,475 shares of common stock. The award vests as follows: 50% on the third anniversary of the date of grant (March 13, 2018), 50% on the fourth anniversary of the date of grant, in each case subject to the achievement of certain performance metrics. If such performance metrics have not been satisfied as of such dates, such award shares will be forfeited.
F10Restricted stock vests in five equal annual installments beginning on May 10, 2013, the first anniversary of the date of the award.
F11Shares of restricted stock vest in 5 equal annual installments beginning on March 7, 2014, the first anniversary of the date of the award.
F12Options vest in 5 equal annual installments beginning on March 13, 2016, the first anniversary of the date of the grant.
F13Options vest in 5 equal annual installments beginning on February 27, 2010, the first anniversary of the date of the grant.
F14Options vest in 5 equal annual installments beginning on March 7, 2014, the first anniversary of the date of the grant.
F15Options vest in 5 equal annual installments beginning on May 10, 2013, the first anniversary of the date of the grant.
F16Options vest in 5 equal annual installments beginning on August 22, 2012, the first anniversary of the date of the grant.
F17Options are fully vested and exerciseable.
F2Restricted stock vests in five equal annual installments beginning on March 13, 2016, the first anniversary of the date of the award.
F3Since the reporting person's last report, 8,167 shares of stock have vested and are now held directly.
F4Amount reflects an increase in the number of shares owned resulting from an exempt acquisition of shares under the Fox Chase Bank Employee Stock Ownership Plan.
F5Amount reflects an increase in the number of shares owned resulting from an exempt acquisition of shares under the Incentive Plan.
F6The actual amount of shares received under this award was determined on the third anniversary of the date of grant (August 22, 2014). The recipient received 3,393 shares of common stock of which 50% vested on the third anniversary of the date of the grant, 25% will vest on the fourth anniversary of the date of the grant and 25% will vest on the fifth anniversary of the date of the grant.
F7The actual amount of shares to be received under this award will be determined on the third anniversary of the date of grant and may fluctuate based on the performance of the Company during that three-year period. Depending on the performance the recipient may receive up to 8,250 shares of common stock. The award vests as follows: 50% on the third anniversary of the date of the grant (May 10, 2015), 25% on the fourth anniversary of the date of the grant and 25% on the fifth anniversary of the date of the grant, in each case subject to the achievement of certain performance metrics. If such performance metrics have not been satisfied as of such dates, such award shares will be forfeited.
F8The actual amount of shares to be received under this award will be determined on the third anniversary of the date of grant and may fluctuate based on the performance of the Company during that three-year period. Depending on the performance the recipient may receive up to 16,500 shares of common stock. The award vests as follows: 50% on the third anniversary of the date of the grant (March 7, 2016), 25% on the fourth anniversary of the date of the grant and 25% on the fifth anniversary of the date of the grant, in each case subject to the achievement of certain performance metrics. If such performance metrics have not been satisfied as of such dates, such award shares will be forfeited.
F9Restricted stock vests in five equal annual installments beginning on August 22, 2012, the first anniversary of the date of the award.