SEC Form 4 · accession 0001225208-15-007963

Fox Chase Bancorp Inc · FXCB

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Fred J Duncan

Officer — Sr VP Retail Banking

Period of report

Mar 13, 2015

Accepted (ET)

Mar 17, 2015 · 10:58 am EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001485176

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Mar 13, 2015	A	660	$0.00	A	660	I	Performance Award IV
Common Stock^F2	Mar 13, 2015	A	1,340	$0.00	A	1,340	I	Restricted Stock X
Common Stock^F3	holding	—	—		—	3,935	D
Common Stock	holding	—	—		—	1,069	I	As custodian for daughter
Common Stock	holding	—	—		—	12,454	I	By 401(k)
Common Stock^F4	holding	—	—		—	6,970	I	By ESOP
Common Stock	holding	—	—		—	2,503	I	By IRA
Common Stock	holding	—	—		—	925	I	By Spouse's IRA
Common Stock^F5	holding	—	—		—	285	I	Performance Award
Common Stock^F6	holding	—	—		—	1,000	I	Performance Award II
Common Stock^F7	holding	—	—		—	1,000	I	Performance Award III
Common Stock^F8	holding	—	—		—	100	I	Restricted Stock IV
Common Stock^F9	holding	—	—		—	1,600	I	Restricted Stock IX
Common Stock^F10	holding	—	—		—	150	I	Restricted Stock V
Common Stock^F11	holding	—	—		—	163	I	Restricted Stock VI
Common Stock^F12	holding	—	—		—	600	I	Restricted Stock VII
Common Stock^F13	holding	—	—		—	600	I	Restricted Stock VIII

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Buy)^F14	$16.99	Mar 13, 2015	A	2,000	A	—	Mar 13, 2025	Common Stock	2,000	2,000	D
Stock Option (Right to Buy)^F15	$8.22	holding	—	—	—	—	Feb 27, 2019	Common Stock	1,604	1,604	D
Stock Option (Right to Buy)^F16	$12.94	holding	—	—	—	—	Mar 1, 2021	Common Stock	2,000	2,000	D
Stock Option (Right to Buy)^F17	$10.68	holding	—	—	—	—	Mar 3, 2018	Common Stock	2,246	2,246	D
Stock Option (Right to Buy)^F18	$17.00	holding	—	—	—	—	Mar 7, 2023	Common Stock	2,000	2,000	D
Stock Option (Right to Buy)^F19	$16.96	holding	—	—	—	—	Mar 14, 2024	Common Stock	2,000	2,000	D
Stock Option (Right to Buy)^F20	$13.11	holding	—	—	—	—	May 10, 2022	Common Stock	2,000	2,000	D
Stock Option (Right to Buy)^F21	$9.67	holding	—	—	—	—	Aug 2, 2020	Common Stock	1,500	1,500	D
Stock Option (Right to Buy)^F22	$12.39	holding	—	—	—	—	Aug 22, 2021	Common Stock	2,391	2,391	D
Stock Option (Right to Buy)^F17	$11.58	holding	—	—	—	—	Aug 31, 2017	Common Stock	2,246	2,246	D

Explanation of responses

F1The actual amount of shares to be received under this award will be determined on the third anniversary of the date of grant and may fluctuate based on the performance of the Company during that three-year period. Depending on the performance the recipient may receive up to 990 shares of common stock. The award vests as follows: 50% on the third anniversary of the date of the grant (March 13, 2018), 50% on the fourth anniversary of the date of the grant, in each case subject to the achievement of certain performance metrics. If such performance metrics have not been satisfied as of such dates, such award shares will be forfeited.
F10Restricted stock vests in 5 annual installments beginning on March 1, 2012, the first annivesary of the date of the award.
F11Restricted stock vests in five equal annual installments beginning on August 22, 2012, the first anniversary of the date of the award.
F12Restricted stock vests in five equal annual installments beginning on May 10, 2013, the first anniversary of the date of the award.
F13Shares of restricted stock vest in 5 equal annual installments beginning on March 7, 2014, the first anniversary of the date of the award.
F14Options vest in 5 equal annual installments beginning on March 13, 2016, the first anniversary of the date of the grant.
F15Options vest in 5 equal annual installments beginning on February 27, 2010, the first anniversary of the date of the grant.
F16Options vest in 5 annual installments beginning on March 1, 2012, the first anniversary of the date of the grant.
F17Options are fully vested and exerciseable.
F18Options vest in 5 equal annual installments beginning on March 7, 2014, the first anniversary of the date of the grant.
F19Options vest in 5 equal annual installments beginning on March 14, 2015, the first anniversary of the date of the grant.
F2The actual amount of shares to be received under this award will be determined on the third anniversary of the date of grant and may fluctuate based on the performance of the Company during that three-year period. Depending on the performance the recipient may receive up to 2,475 shares of common stock. The award vests as follows: 50% on the third anniversary of the date of grant (March 13, 2018), 50% on the fourth anniversary of the date of grant, in each case subject to the achievement of certain performance metrics. If such performance metrics have not been satisfied as of such dates, such award shares will be forfeited.
F20Options vest in 5 equal annual installments beginning on May 10, 2013, the first anniversary of the date of the grant.
F21Options vest in 5 equal annual installments beginning on August 2, 2011, the first anniversary of the date of the grant.
F22Options vest in 5 equal annual installments beginning on August 22, 2012, the first anniversary of the date of the grant.
F3Since the reporting person's last report, 1,282 shares of stock have vested and are now held directly.
F4Amount reflects an increase in the number of shares owned resulting from an exempt acquisition of shares under the Fox Chase Bank Employee Stock Ownership Plan.
F5The actual amount of shares received under this award was determined on the third anniversary of the date of grant (August 22, 2014). The recipient received 570 shares of common stock of which 50% vested on the third anniversary of the date of the grant, 25% will vest on the fourth anniversary of the date of the grant and 25% will vest on the fifth anniversary of the date of the grant.
F6The actual amount of shares to be received under this award will be determined on the third anniversary of the date of grant and may fluctuate based on the performance of the Company during that three-year period. Depending on the performance the recipient may receive up to 1,500 shares of common stock. The award vests as follows: 50% on the third anniversary of the date of the grant (May 10, 2015), 25% on the fourth anniversary of the date of the grant and 25% on the fifth anniversary of the date of the grant, in each case subject to the achievement of certain performance metrics. If such performance metrics have not been satisfied as of such dates, such award shares will be forfeited.
F7The actual amount of shares to be received under this award will be determined on the third anniversary of the date of grant and may fluctuate based on the performance of the Company during that three-year period. Depending on the performance the recipient may receive up to 1,500 shares of common stock. The award vests as follows: 50% on the third anniversary of the date of the grant (March 7, 2016), 25% on the fourth anniversary of the date of the grant and 25% on the fifth anniversary of the date of the grant, in each case subject to the achievement of certain performance metrics. If such performance metrics have not been satisfied as of such dates, such award shares will be forfeited.
F8Shares of restricted stock vest in 5 equal annual installments beginning on August 2, 2011, the first anniversary of the date of the award.
F9Restricted stock vests in five equal annual installments beginning on March 14, 2015, the first anniversary of the date of the award.