SEC Form 4 · accession 0001140361-16-066265

Fox Chase Bancorp Inc · FXCB

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Fred J Duncan

Officer — Sr. VP Retail Banking

Period of report

May 18, 2016

Accepted (ET)

May 19, 2016 · 3:41 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001485176

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	May 18, 2016	F	206	$19.32	D	6,866	D
Common Stock	holding	—	—		—	1,069	I	As custodian for daughter
Common Stock	holding	—	—		—	12,878	I	By 401(k)
Common Stock	holding	—	—		—	7,942	I	By ESOP
Common Stock	holding	—	—		—	2,503	I	By IRA
Common Stock	holding	—	—		—	925	I	By Spouse's IRA
Common Stock^F2	holding	—	—		—	142	I	Performance Award
Common Stock^F1,F3	holding	—	—		—	355	I	Performance Award II
Common Stock^F4	holding	—	—		—	737	I	Performance Award III
Common Stock^F5	holding	—	—		—	660	I	Performance Award IV
Common Stock^F6	holding	—	—		—	82	I	Restricted Stock VI
Common Stock^F1,F7	holding	—	—		—	200	I	Restricted Stock VII
Common Stock^F8	holding	—	—		—	400	I	Restricted Stock VIII
Common Stock^F9	holding	—	—		—	1,200	I	Restricted Stock IX
Common Stock^F10	holding	—	—		—	1,072	I	Restricted Stock X

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Buy)^F11	$11.58	holding	—	—	—	Aug 31, 2008	Aug 31, 2017	Common Stock	2,246	2,246	D
Stock Option (Right to Buy)^F11	$10.68	holding	—	—	—	Mar 3, 2009	Mar 3, 2018	Common Stock	2,246	2,246	D
Stock Option (Right to Buy)^F11	$8.22	holding	—	—	—	Feb 27, 2010	Feb 27, 2019	Common Stock	1,604	1,604	D
Stock Option (Right to Buy)^F11	$9.67	holding	—	—	—	Aug 2, 2011	Aug 2, 2020	Common Stock	1,500	1,500	D
Stock Option (Right to Buy)^F12	$12.94	holding	—	—	—	Mar 1, 2012	Mar 1, 2021	Common Stock	2,000	2,000	D
Stock Option (Right to Buy)^F13	$12.39	holding	—	—	—	Aug 22, 2012	Aug 22, 2021	Common Stock	2,391	2,391	D
Stock Option (Right to Buy)^F14	$13.11	holding	—	—	—	May 10, 2013	May 10, 2022	Common Stock	2,000	2,000	D
Stock Option (Right to Buy)^F15	$17.00	holding	—	—	—	Mar 7, 2014	Mar 7, 2023	Common Stock	2,000	2,000	D
Stock Option (Right to Buy)^F16	$16.96	holding	—	—	—	Mar 14, 2015	Mar 14, 2024	Common Stock	2,000	2,000	D
Stock Option (Right to Buy)^F17	$16.99	holding	—	—	—	Mar 13, 2016	Mar 13, 2025	Common Stock	2,000	2,000	D

Explanation of responses

F1Since the reporting person's last report 355 shares of restricted stock previously held through Performance Award II and 200 shares of restricted stock previously held through Restricted Award VII have vested and are now held directly.
F10Restricted stock vests in five equal annual installments beginning on March 13, 2016, the first anniversary of the date of the award.
F11Options are fully vested and exercisable.
F12Options vest in five equal annual installments beginning on March 1, 2012, the first anniversary of the date of the grant.
F13Options vest in five equal annual installments beginning on August 22, 2012, the first anniversary of the date of the grant.
F14Options vest in five equal annual installments beginning on May 10, 2013, the first anniversary of the date of the grant.
F15Options vest in five equal annual installments beginning on March 7, 2014, the first anniversary of the date of the grant.
F16Options vest in five equal annual installments beginning on March 14, 2015, the first anniversary of the date of the grant.
F17Options vest in five equal annual installments beginning on March 13, 2016, the first anniversary of the date of the grant.
F2The actual amount of shares received under this award was determined on the third anniversary of the date of grant (August 22, 2014). The recipient received 570 shares of common stock of which 50% vested on the third anniversary of the date of grant, 25% vested on the fourth anniversary of the date of grant and 25% will vest on the fifth anniversary of the date of grant.
F3The actual amount of shares received under this award was determined on the third anniversary of the date of grant (May 10, 2015). The recipient received 1,421 shares of common stock of which 50% vested on the third anniversary of the date of grant, 25% vested on the fourth anniversary of the date of grant and 25% will vest on the fifth anniversary of the date of grant.
F4The actual amount of shares to be received under this award was determined on the third anniversary of the date of grant (March 7, 2016). The recipient received 1,474 shares of common stock of which 50% vested on the third anniversary of the date of grant, 25% will vest on the fourth anniversary of the date of grant and 25% will vest on the fifth anniversary of the date of grant.
F5The actual amount of shares to be received under this award will be determined on the third anniversary of the date of grant and may fluctuate based on the performance of the Company during that three-year period. Depending on the performance, the recipient may receive up to 990 shares of common stock. The award vests as follows: 50% on the third anniversary of the date of the grant (March 13, 2018), 50% on the fourth anniversary of the date of the grant, in each case subject to the achievement of certain performance metrics. If such performance metrics have not been satisfied as of such dates, such award shares will be forfeited.
F6Restricted stock vests in five equal annual installments beginning on August 22, 2012, the first anniversary of the date of the award.
F7Restricted stock vests in five equal annual installments beginning on May 10, 2013, the first anniversary of the date of the award.
F8Restricted stock vests in five equal annual installments beginning on March 7, 2014, the first anniversary of the date of the award.
F9Restricted stock vests in five equal annual installments beginning on March 14, 2015, the first anniversary of the date of the award.