SEC Form 4 · accession 0001485001-15-000027
Oneida Financial Corp. · ONFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Deresa Fischer Durkee
Officer — SVP & CFO
Period of report
Dec 31, 2014
Accepted (ET)
Aug 20, 2015 · 11:14 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001485001
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | Jul 24, 2015 | A | 9,150 | $10.30 | A | 19,275 | D | |
| Common stock | Jul 24, 2015 | F | 5,300 | $20.87 | D | 13,975 | D | |
| Common stock | Dec 31, 2014 | I | 386 | $13.00 | A | 7,545 | I | ESOP |
| Common stock | holding | — | — | — | 441 | I | by spouse | |
| Common stock | holding | — | — | — | 25 | I | by son | |
| Common stock | holding | — | — | — | 2,277 | I | 401K | |
| Common stock | holding | — | — | — | 25 | I | by son2 | |
| Common stock | holding | — | — | — | 25 | I | by son3 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common stock | $10.30 | holding | — | — | — | Jul 24, 2013 | Jul 24, 2022 | Common stock | 10,000 | 10,000 | D |
Explanation of responses
- F1Performance shares that cliff vested on 7/24/2015 based on performance metrics. 10,000 shares available; 9,150 shares awarded.