SEC Form 4 · accession 0001214659-17-000173
BRT Apartments Corp. · BRT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Simeon Brinberg
Officer — SENIOR VICE PRESIDENT
Period of report
Jan 4, 2017
Accepted (ET)
Jan 6, 2017 · 7:20 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000014846
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Shares of Beneficial InterestF1,F2 | Jan 4, 2017 | A | 345 | $0.00 | A | 33,027 | D | |
| Shares of Beneficial Interest | holding | — | — | — | 250,566 | I | As trustee of REIT Management Corp. Pension Plan and Profit Sharing Trust | |
| Shares of Beneficial Interest | holding | — | — | — | 41,194 | I | As trustee of Gould Investors L.P. Pension Trust | |
| Shares of Beneficial Interest | holding | — | — | — | 20,874 | I | As trustee of BRT Pension Plan | |
| Shares of Beneficial InterestF3 | holding | — | — | — | 105,148 | I | By spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were issued as restricted stock effective January 4, 2017 under the issuer's 2016 Amended and Restated Incentive Plan. The shares vest January 3, 2022. The award is exempt from Section 16(b) under Rule 16b-3(d)(1).
- F2Includes shares held in reporting person's IRA.
- F3Reporting person disclaims any beneficial interest in these shares.