SEC Form 4 · accession 0001214659-17-000161
BRT Apartments Corp. · BRT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary Hurand
Director
Period of report
Jan 4, 2017
Accepted (ET)
Jan 6, 2017 · 6:15 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000014846
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Shares of Beneficial InterestF1 | Jan 4, 2017 | A | 3,625 | $0.00 | A | 113,747 | D | |
| Shares of Beneficial InterestF2 | holding | — | — | — | 161,480 | I | By corporation | |
| Shares of Beneficial InterestF3 | holding | — | — | — | 28,622 | I | By Papa Art and Grandma Bess Investments, a limited liability company | |
| Shares of Beneficial InterestF3 | holding | — | — | — | 73,322 | I | By Hurand and Hurand, a limited liability company |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were issued as restricted stock effective January 4, 2017 under the issuer's 2016 Amended and Restated Incentive Plan. The shares vest January 3, 2022. The award is exempt from Section 16(b) under Rule 16b-3(d)(1).
- F2These shares are owned by a corporation in which reporting person is an officer and shareholder. Represents all shares owned by the corporation.
- F3These shares are owned by a limited liability company (formerly a general partnership) in which reporting person owns a 1/6 interest. The other members of the limited liability company are reporting person's siblings. Represents all shares owned by the company.