SEC Form 4 · accession 0001214659-16-010686
BRT Apartments Corp. · BRT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Fredric H Gould
Director
Period of report
Mar 21, 2016
Accepted (ET)
Apr 5, 2016 · 8:00 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000014846
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Shares of Beneficial InterestF8 | Mar 21, 2016 | L | 500 | $6.68 | A | 2,987,050 | I | By Gould Investors L.P. |
| Shares of Beneficial InterestF8 | Mar 23, 2016 | L | 350 | $6.74 | A | 2,987,400 | I | By Gould Investors L.P. |
| Shares of Beneficial InterestF8 | Mar 31, 2016 | L | 400 | $6.98 | A | 2,987,800 | I | By Gould Investors L.P. |
| Shares of Beneficial Interest | holding | — | — | — | 280,121 | D | ||
| Shares of Beneficial InterestF1 | holding | — | — | — | 25,260 | I | By 130 Store Company | |
| Shares of Beneficial InterestF2 | holding | — | — | — | 20,874 | I | By BRT Realty Trust Pension Trust | |
| Shares of Beneficial InterestF3 | holding | — | — | — | 250,566 | I | By REIT Mgt. Corp. pension and profit sharing trusts | |
| Shares of Beneficial InterestF4 | holding | — | — | — | 30,981 | I | By spouse | |
| Shares of Beneficial InterestF5 | holding | — | — | — | 23,469 | I | By Gould Shenfeld Family Foundation | |
| Shares of Beneficial InterestF6 | holding | — | — | — | 33,259 | I | By Gould Family Trust | |
| Shares of Beneficial InterestF7 | holding | — | — | — | 2,468 | I | As custodian |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reporting person is a partner in 130 Store Company, which owns these shares.
- F2Reporting person is a trustee of BRT Realty Trust Pension Trust, which owns these shares.
- F3Reporting person is a trustee of REIT Management Corp. Pension Plan and Profit Sharing Trust, which own, in the aggregate, the number of shares shown.
- F4Reporting person disclaims any beneficial interest in shares. Reporting person's spouse is a director of the Gould Shenfeld Family Foundation which owns 23,469 shares of the issuer.
- F5Reporting person is a director of the Gould Shenfeld Family Foundation.
- F6Reporting person is grantor of the Gould Family Trust, which owns these shares.
- F7Reporting person is custodian of these shares for a minor. Reporting person disclaims any benefiical interest in these shares.
- F8Reporting person is the sole shareholder of the corporate managing general partner of Gould Investors L.P. and the sole member of a limited liability company which is the other general partner of Gould Investors L.P. Reporting person also holds limited partnership interests in Gould Investors L.P. both directly and indirectly. These shares represent all shares of the issuer owned by Gould Investors L.P.