SEC Form 4 · accession 0001214659-16-009894
BRT Apartments Corp. · BRT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey Gould
Officer — PRESIDENT AND CEO · Director
Period of report
Feb 25, 2016
Accepted (ET)
Feb 29, 2016 · 3:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000014846
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Shares of beneficial interestF4 | Feb 25, 2016 | P | 76,684 | $6.26 | A | 2,980,154 | I | By Gould Investors L.P. |
| Shares of beneficial interest | holding | — | — | — | 342,762 | D | ||
| Shares of beneficial interest | holding | — | — | — | 342,762 | D | ||
| Shares of beneficial interestF1 | holding | — | — | — | 23,469 | I | By Gould Shenfeld Family Foundation | |
| Shares of beneficial interestF2 | holding | — | — | — | 79,169 | I | As custodian | |
| Shares of beneficial InterestF3 | holding | — | — | — | 33,259 | I | By Gould Family Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reporting person is a director of the Gould Shenfeld Family Foundation.
- F2Reporting person holds these shares as custodian for his children. Reporting person disclaims any beneficial interest in these shares.
- F3Reporting person is a trustee of the Gould Family Trust, which owns these shares.
- F4Reporting person is an officer of the managing general partner of Gould Investors L.P. Reporting person also holds limited partnership units in Gould Investors L.P. These shares represent all shares of issuer owned by Gould Investors L.P.