SEC Form 4 · accession 0001214659-16-008788
BRT Apartments Corp. · BRT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew J Gould
Officer — SENIOR VICE PRESIDENT · Director
Period of report
Jan 6, 2016
Accepted (ET)
Jan 8, 2016 · 7:10 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000014846
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Shares of Beneficial InterestF1,F2 | Jan 6, 2016 | A | 13,230 | $0.00 | A | 302,273 | D | |
| Shares of Beneficial InterestF3 | holding | — | — | — | 1,140 | I | By children | |
| Shares of Beneficial InterestF4 | holding | — | — | — | 33,259 | I | By Gould Family Trust | |
| Shares of Beneficial InterestF5 | holding | — | — | — | 23,469 | I | By Gould Shenfeld Family Foundation | |
| Shares of Beneficial InterestF6 | holding | — | — | — | 47,633 | I | As custodian | |
| Shares of Beneficial InterestF7 | holding | — | — | — | 2,903,470 | I | By Gould Investors L.P. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were issued as restricted stock effective January 6, 2016, under the issuer's 2012 Incentive Plan. The shares vest January 5, 2021. The award is exempt from Section 16(b) under Rule 16b-3(d)(1).
- F2Includes shares held in reporting person's IRA and Keogh accounts and in money purchase pension plan.
- F3These shares are owned by children of reporting person who reside with reporting person. Reporting person disclaims any beneficial interest in these shares.
- F4Reporting person is a trustee of the Gould Family Trust, which owns these shares.
- F5Reporting person is a trustee of the Gould Shenfeld Family Foundation.
- F6Shares are held by reporting person as custodian for his children. Reporting person disclaims beneficial ownership in these shares.
- F7These shares are owned by Gould Investors L.P. Reporting person is chairman of the corporate managing general partner of Gould Investors L.P., and he holds limited partnership interests in Gould Investors L.P. These shares represent all shares of issuer owned by Gould Investors L.P.