SEC Form 4 · accession 0001214659-16-008787
BRT Apartments Corp. · BRT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey Gould
Officer — PRESIDENT AND CEO · Director
Period of report
Oct 30, 2015
Accepted (ET)
Jan 8, 2016 · 7:05 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000014846
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Shares of beneficial interest | Oct 30, 2015 | G | 6,114 | $0.00 | D | 329,532 | D | |
| Shares of beneficial interestF1 | Jan 6, 2016 | A | 13,230 | $0.00 | A | 342,762 | D | |
| Shares of beneficial interestF3 | Oct 30, 2015 | G | 6,114 | $0.00 | A | 79,169 | I | As custodian |
| Shares of beneficial interestF2 | holding | — | — | — | 23,469 | I | By Gould Shenfeld Family Foundation | |
| Shares of beneficial InterestF4 | holding | — | — | — | 33,259 | I | By Gould Family Trust | |
| Shares of beneficial interestF5 | holding | — | — | — | 2,903,325 | I | By Gould Investors L.P. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were issued as restricted stock effective January 6, 2016, under the issuer's 2012 Incentive Plan. The shares vest January 5, 2021. The award is exempt from Section 16(b) under Rule 16b-3(d)(1).
- F2Reporting person is a director of the Gould Shenfeld Family Foundation.
- F3Reporting person holds these shares as custodian for his children. Reporting person disclaims any beneficial interest in these shares.
- F4Reporting person is a trustee of the Gould Family Trust, which owns these shares.
- F5Reporting person is an officer of managing general partner of Gould Investors L.P. Reporting person also holds limited partnership units in Gould Investors L.P. These shares represent all shares of issuer owned by Gould Investors L.P. Includes shares obtained through issuer's dividend reinvestment plan.