SEC Form 4 · accession 0001214659-16-008786

BRT Apartments Corp. · BRT

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Jan 6, 2016

Accepted (ET)

Jan 8, 2016 · 7:00 am EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000014846

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Shares of Beneficial Interest^F1	Jan 6, 2016	A	10,350	$0.00	A	280,121	D
Shares of Beneficial Interest^F2	holding	—	—		—	25,260	I	By 130 Store Company
Shares of Beneficial Interest^F3	holding	—	—		—	20,874	I	By BRT Realty Trust Pension Trust
Shares of Beneficial Interest^F4	holding	—	—		—	250,566	I	By REIT Mgt. Corp. pension and profit sharing trusts
Shares of Beneficial Interest^F5	holding	—	—		—	30,981	I	By spouse
Shares of Beneficial Interest^F6	holding	—	—		—	23,469	I	By Gould Shenfeld Family Foundation
Shares of Beneficial Interest^F7	holding	—	—		—	33,259	I	By Gould Family Trust
Shares of Beneficial Interest^F8	holding	—	—		—	2,468	I	As custodian
Shares of Beneficial Interest^F9	holding	—	—		—	2,903,470	I	By Gould Investors L.P.

No Table II lines on this filing.

F1These shares were issued as restricted stock effective January 6, 2016, under the issuer's 2012 Incentive Plan. The shares vest January 5, 2021. The award is exempt from Section 16(b) under Rule 16b-3(d)(1).
F2Reporting person is a partner in 130 Store Company, which owns these shares.
F3Reporting person is a trustee of BRT Realty Trust Pension Trust, which owns these shares.
F4Reporting person is a trustee of REIT Management Corp. Pension Plan and Profit Sharing Trust, which combined own the number of shares shown.
F5Reporting person disclaims any beneficial interest in shares. Reporting person's spouse is a director of the Gould Shenfeld Family Foundation which owns 23,469 shares of issuer.
F6Reporting person is a director of the Gould Shenfeld Family Foundation.
F7Reporting person is grantor of the Gould Family Trust, which owns these shares.
F8Reporting person is custodian of these shares for a minor. Reporting person disclaims any benefiical interest in these shares.
F9Reporting person is sole shareholder of the corporate managing general partner of Gould Investors L.P. and sole member of a limited liability company which is the other general partner of Gould Investors L.P. Reporting person also holds limited partnership interests in Gould Investors L.P. both directly and indirectly. These shares represent all shares of issuer owned by Gould Investors L.P. Includes shares obtained through issuer's dividend re-investment plan.