SEC Form 4 · accession 0001214659-16-008785
BRT Apartments Corp. · BRT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Kalish
Officer — Senior Vice President
Period of report
Jan 6, 2016
Accepted (ET)
Jan 8, 2016 · 6:55 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000014846
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Shares of Beneficial InterestF1,F2 | Jan 6, 2016 | A | 7,000 | $0.00 | A | 160,299 | D | |
| Shares of Beneficial InterestF3 | holding | — | — | — | 41,194 | I | By Gould Investors L.P. pension trust | |
| Shares of Beneficial InterestF4 | holding | — | — | — | 250,566 | I | By REIT Mgt. Corp. pension and profit sharing trusts | |
| Shares of Beneficial InterestF5 | holding | — | — | — | 20,874 | I | By BRT Realty Trust Pension Trust | |
| Shares of Beneficial InterestF6 | holding | — | — | — | 4,870 | I | By spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were issued as restricted stock effective January 6, 2016, under the issuer's 2012 Incentive Plan. The shares vest January 5, 2021. The award is exempt from Section 16(b) under Rule 16b-3(d)(1).
- F2Includes shares owned jointly with spouse. Includes shares in an IRA.
- F3Reporting person is a trustee of Gould Investors L.P. Pension Trust.
- F4Reporting person is a trustee of REIT Management Corp. Pension Plan and Profit Sharing Trust, which combined own the number of shares shown.
- F5Reporting person is a trustee of BRT Realty Trust Pension Trust, which owns these shares.
- F6Includes shares in an IRA.