SEC Form 4 · accession 0001214659-15-000282
BRT Apartments Corp. · BRT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark H Lundy
Officer — VICE PRESIDENT
Period of report
Jan 9, 2015
Accepted (ET)
Jan 13, 2015 · 12:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000014846
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Shares of Beneficial InterestF1 | Jan 9, 2015 | A | 14,625 | $0.00 | A | 143,319 | D | |
| Shares of Beneficial InterestF2 | holding | — | — | — | 1,221 | I | By spouse as custodian for reporting person's minor children |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were issued as restricted stock effective January 9, 2015, under the issuer's 2012 Incentive Plan. The shares vest January 8, 2020. The award is exempt from Section 16(b) under Rule 16b-3(d)(1).
- F2Reporting person disclaims any beneficial interest in these shares.