SEC Form 4 · accession 0001214659-15-000187
BRT Apartments Corp. · BRT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew J Gould
Officer — SENIOR VICE PRESIDENT · Director
Period of report
Jan 5, 2015
Accepted (ET)
Jan 7, 2015 · 11:55 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000014846
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Shares of Beneficial InterestF6 | Jan 5, 2015 | P | 25 | $6.97 | A | 2,855,265 | I | By Gould Investors L.P. |
| Shares of Beneficial InterestF6 | Jan 6, 2015 | P | 28 | $6.98 | A | 2,855,293 | I | By Gould Investors L.P. |
| Shares of Beneficial InterestF1 | holding | — | — | — | 274,418 | D | ||
| Shares of Beneficial InterestF2 | holding | — | — | — | 1,140 | I | By children | |
| Shares of Beneficial InterestF3 | holding | — | — | — | 33,259 | I | By Gould Family Trust | |
| Shares of Beneficial InterestF4 | holding | — | — | — | 23,469 | I | By Gould Shenfeld Family Foundation | |
| Shares of Beneficial InterestF5 | holding | — | — | — | 47,633 | I | As custodian |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes shares held in reporting person's IRA and Keogh accounts and in money purchase pension plan.
- F2These shares are owned by children of reporting person who reside with reporting person. Reporting person disclaims any beneficial interest in these shares.
- F3Reporting person is a trustee of the Gould Family Trust, which owns these shares.
- F4Reporting person is a trustee of the Gould Shenfeld Family Foundation.
- F5Shares are held by reporting person as custodian for his children. Reporting person disclaims beneficial ownership in these shares.
- F6These shares are owned by Gould Investors L.P. Reporting person is chairman of the corporate managing general partner of Gould Investors L.P., and he holds limited partnership interests in Gould Investors L.P. These shares represent all shares of issuer owned by Gould Investors L.P.