SEC Form 4 · accession 0001144204-18-029229
SOLENO THERAPEUTICS INC · SLNO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
May 14, 2018
Accepted (ET)
May 16, 2018 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001484565
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per shareF1,F4,F5 | May 14, 2018 | P | 40,100 | $1.7916 | A | 1,668,323 | I | See footnote |
| Common Stock, par value $0.001 per shareF2,F4,F5 | May 14, 2018 | P | 8,426 | $1.7916 | A | 551,167 | I | See footnote |
| Common Stock, par value $0.001 per shareF1,F4,F5 | May 15, 2018 | P | 1,218 | $1.9276 | A | 1,669,541 | I | See footnote |
| Common Stock, par value $0.001 per shareF2,F4,F5 | May 15, 2018 | P | 256 | $1.9276 | A | 551,423 | I | See footnote |
| Common Stock, par value $0.001 per shareF3,F4,F5 | holding | — | — | — | 217,096 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These securities are owned by Oracle Partners, LP. ("Partners").
- F2These securities are owned by Oracle Ten Fund, L.P. ("Ten Fund").
- F3These securities are owned by Oracle Institutional Partners, L.P. ("Institutional Partners").
- F4Larry N. Feinberg serves as the managing member of Oracle Associates, LLC, the general partner of Partners, Institutional Partners and Ten Fund, and accordingly, may be deemed to be the indirect beneficial owner of the shares beneficially owned by Partners, Institutional Partners and Ten Fund. Mr. Feinberg is the sole shareholder, director and president of Oracle Investment Management, Inc., which serves as investment manager to Partners, Institutional Partners and Ten Fund, and accordingly, may be deemed to be the beneficial owner of the shares beneficially owned by Partners, Institutional Partners and Ten Fund. Each of the Reporting Persons identified in this statement disclaims beneficial ownership of the securities described in this statement, except to the extent of their individual respective pecuniary interest in such securities.
- F5The filing of this statement shall not be deemed an admission that any of the Reporting Persons identified in this statement are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any securities specified in this statement other than those directly beneficially owned by them.