SEC Form 4/A · accession 0000899243-16-027660
SOLENO THERAPEUTICS INC · SLNO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Ernest Mario
Director · 10% Owner
Period of report
May 19, 2016
Accepted (ET)
Aug 19, 2016 · 6:11 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001484565
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 19, 2016 | P | 43,169 | $1.1785 | A | 1,683,000 | D | |
| Common StockF3 | May 20, 2016 | P | 5,637 | $1.20 | A | 1,688,637 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.13 to $1.20, inclusive, as of the date of the original transaction. The reporting person undertakes to provide to Capnia, Inc., any security holder of Capnia, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) on this Form 4.
- F2The Amount of Securities Beneficially Owned Following Reported Transactions inadvertently read as 1,863,000 due to scrivener's error.
- F3The Amount of Securities Beneficially Owned Following Reported Transactions inadvertently read as 1,868,637 due to scrivener's error.