SEC Form 4 · accession 0000899243-15-004787
SOLENO THERAPEUTICS INC · SLNO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ernest Mario
Director · 10% Owner
Period of report
Sep 14, 2015
Accepted (ET)
Sep 14, 2015 · 7:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001484565
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 14, 2015 | P | 15,000 | $2.28 | A | 1,589,831 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 10,416 shares that were held directly by Ernest Mario 2008 Annuity Trust III. The shares were assigned directly to the Reporting Person as part of a liquidating distribution of the trust. In prior reports, the Reporting Person reported beneficial ownership of 10,416 shares.
- F2Includes 10,416 shares that were held directly by Mildred Mario 2008 Annuity Trust III. The shares were assigned directly to the Reporting Person as part of a liquidating distribution of the trust. In prior reports, the Reporting Person reported beneficial ownership of 10,416 shares.