SEC Form 4/A · accession 0001484504-15-000049
Gigamon Inc. · GIMO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Shehzad Merchant
Officer — Chief Technology Officer
Period of report
Feb 15, 2015
Accepted (ET)
May 1, 2015 · 4:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001484504
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 15, 2015 | F | 1,453 | $21.45 | D | 59,855 | D | |
| Common StockF2,F3 | Feb 17, 2015 | A | 25,000 | $0.00 | A | 86,355 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F4 | $21.44 | Feb 17, 2015 | A | 50,000 | A | — | Feb 17, 2022 | Common Stock | 50,000 | 50,000 | D |
Explanation of responses
- F1The reported shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units, or RSUs.
- F2The reported securities represent RSUs, 1/16th of which shall vest on May 15, 2015 and 1/16th of which shall vest on the 15th of each August, November, February and May thereafter.
- F3Includes 1,500 shares acquired by the Reporting Person under the Issuer's 2013 Employee Stock Purchase Plan on February 17, 2015.
- F425% of the shares underlying the option vest on February 17, 2016 and the remaining shares shall vest in 36 equal monthly installments thereafter.
Remarks
This amended Form 4 restates the ownership totals in column 5 of Table I. All subsequent filings reflect the correct ownership holdings.