SEC Form 4 · accession 0001484504-15-000043
Gigamon Inc. · GIMO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Corey Mulloy
Director
Period of report
Apr 28, 2015
Accepted (ET)
Apr 30, 2015 · 6:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001484504
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 28, 2015 | J | 157 | $0.00 | A | 314 | D | |
| Common StockF2 | Apr 28, 2015 | J | 922,198 | $0.00 | D | 1,705,762 | I | See Footnote |
| Common StockF3 | Apr 28, 2015 | J | 223,467 | $0.00 | D | 413,338 | I | See Footnote |
| Common StockF4 | Apr 28, 2015 | J | 325,438 | $0.00 | D | 601,952 | I | See Footnote |
| Common StockF5 | Apr 28, 2015 | J | 28,897 | $0.00 | D | 53,448 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction represents a pro rata distribution, and not a purchase or sale of securities, by Highland Capital Partners VII Limited Partnership ("HCP VII"), Highland Capital Partners VII-B Limited Partnership ("HCP VII-B"), Highland Capital Partners VII-C Limited Partnership ("HCP VII-C"), Highland Entrepreneurs' Fund VII Limited Partnership ("HEF VII," together with HCP VII, HCP VII-B and HCP VII-C, the "Investing Entities"), and Highland Management Partnership VII Limited Partnership ("HMP VII LP"), the general partner of the Investing Entities and of which the Reporting Person is an authorized manager, to their respective limited partners without consideration.
- F2Effective April 28, 2015, HCP VII, a venture capital partnership, distributed in-kind, without consideration, a total of 922,198 shares of Common Stock of the Issuer to its limited partners, including HMP VII LP, the general partner of HCP VII, and to the limited partners of HMP VII LP. The remaining securities are held by HCP VII. The Reporting Person is an authorized manager of Highland Management Partners VII, LLC ("HMP VII LLC"), which is the general partner of HMP VII LP. Each of the Reporting Person, HMP VII LP and HMP VII LLC disclaims beneficial ownership of all shares held by HCP VII except to the extent, if any, of such entity's pecuniary interest therein.
- F3Effective April 28, 2015, HCP VII-B, a venture capital partnership, distributed in-kind, without consideration, a total of 223,467 shares of Common Stock of the Issuer to its limited partners, including HMP VII LP, the general partner of HCP VII-B, and to the limited partners of HMP VII LP. The remaining securities are held by HCP VII-B. The Reporting Person is an authorized manager of HMP VII LLC, which is the general partner of HMP VII LP. Each of the Reporting Person, HMP VII LP and HMP VII LLC disclaims beneficial ownership of all shares held by HCP VII-B except to the extent, if any, of such entity's pecuniary interest therein.
- F4Effective April 28, 2015, HCP VII-C, a venture capital partnership, distributed in-kind, without consideration, a total of 325,438 shares of Common Stock of the Issuer to its limited partners, including HMP VII LP, the general partner of HCP VII-C, and to the limited partners of HMP VII LP. The remaining securities are held by HCP VII-C. The Reporting Person is an authorized manager of HMP VII LLC, which is the general partner of HMP VII LP. Each of the Reporting Person, HMP VII LP and HMP VII LLC disclaims beneficial ownership of all shares held by HCP VII-C except to the extent, if any, of such entity's pecuniary interest therein.
- F5Effective April 28, 2015, HEF VII, a venture capital partnership, distributed in-kind, without consideration, a total of 28,897 shares of Common Stock of the Issuer to its limited partners, including HMP VII LP, the general partner of HEF VII, and to the limited partners of HMP VII LP. The remaining securities are held by HEF VII. The Reporting Person is an authorized manager of HMP VII LLC, which is the general partner of HMP VII LP. Each of the Reporting Person, HMP VII LP and HMP VII LLC disclaims beneficial ownership of all shares held by HEF VII except to the extent, if any, of such entity's pecuniary interest therein.