SEC Form 4 · accession 0001484504-15-000014
Gigamon Inc. · GIMO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Paul Hooper
Officer — Chief Executive Officer · Director
Period of report
Feb 15, 2015
Accepted (ET)
Feb 18, 2015 · 6:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001484504
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 15, 2015 | F | 1,382 | $21.45 | D | 69,666 | D | |
| Common StockF3,F4 | Feb 17, 2015 | A | 69,000 | $0.00 | A | 140,166 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F5 | $21.44 | Feb 17, 2015 | A | 138,000 | A | — | Feb 17, 2022 | Common Stock | 138,000 | 138,000 | D |
Explanation of responses
- F1The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 26, 2014.
- F2The reported shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units, or RSUs.
- F3The reported securities represent Restricted Stock Units, 1/16th of which shall vest on May 15, 2015 and 1/16th of which shall vest on the 15th of each of August, November, February and May thereafter.
- F4Includes 1,500 shares acquired by the Reporting Person under the Issuer's 2013 Employee Stock Purchase Plan on February 17, 2015.
- F525% of the shares underlying the option vest on February 17, 2016 and the remaining shares shall vest in 36 equal monthly installments thereafter.