SEC Form 4 · accession 0001484504-15-000010
Gigamon Inc. · GIMO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul B Shinn
Officer — Secretary and General Counsel
Period of report
Feb 15, 2015
Accepted (ET)
Feb 18, 2015 · 6:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001484504
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 15, 2015 | F | 422 | $21.45 | D | 32,862 | D | |
| Common StockF2,F3 | Feb 17, 2015 | A | 16,000 | $0.00 | A | 50,068 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F4 | $21.44 | Feb 17, 2015 | A | 32,000 | A | — | Feb 17, 2022 | Common Stock | 32,000 | 32,000 | D |
Explanation of responses
- F1The reported shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units, or RSUs.
- F2The reported securities represent Restricted Stock Units, 1/16th of which shall vest on May 15, 2015 and 1/16th of which shall vest on the 15th of each of August, November, February and May thereafter.
- F3Includes 1,206 shares acquired by the Reporting Person under the Issuer's 2013 Employee Stock Purchase Plan on February 17, 2015.
- F425% of the shares underlying the option vest on February 17, 2016 and the remaining shares shall vest in 36 equal monthly installments thereafter.