SEC Form 4 · accession 0001209191-17-060356
Gigamon Inc. · GIMO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ted C Ho
Director
Period of report
Nov 9, 2017
Accepted (ET)
Nov 13, 2017 · 5:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001484504
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Nov 9, 2017 | S | 3,750 | $38.6785 | D | 74,669 | I | See footnote |
| Common StockF2,F4 | Nov 9, 2017 | S | 3,750 | $38.6785 | D | 74,669 | I | See footnote |
| Common StockF2,F5 | Nov 9, 2017 | S | 7,500 | $38.6785 | D | 161,031 | I | See footnote |
| Common StockF6,F3 | Nov 10, 2017 | S | 3,750 | $38.6334 | D | 70,919 | I | See footnote |
| Common StockF6,F4 | Nov 10, 2017 | S | 3,750 | $38.6334 | D | 70,919 | I | See footnote |
| Common StockF6,F5 | Nov 10, 2017 | S | 7,500 | $38.6334 | D | 153,531 | I | See footnote |
| Common Stock | holding | — | — | — | 16,919 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transactions reported on this Form 4 were affected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 23, 2017 and amended on May 2, 2017.
- F2The sale price for this transaction in column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $38.55 to $38.95 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F3Shares are held by The Ted Ching-Lin Ho Nevada Gift Trust under which the Reporting Person may receive discretionary distributions during his lifetime.
- F4Shares are held by The Julie Hsiao Ling Ho Nevada Gift Trust under which the Reporting Person may receive discretionary distributions during his lifetime.
- F5Shares are held by The Ted and Julie Ho Living Trust for which the Reporting Person serves as trustee.
- F6The sale price for this transaction in column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $38.55 to $38.75 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.