SEC Form 4 · accession 0001209191-17-055860
Gigamon Inc. · GIMO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ted C Ho
Director
Period of report
Oct 2, 2017
Accepted (ET)
Oct 4, 2017 · 4:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001484504
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Oct 2, 2017 | S | 3,750 | $42.5408 | D | 82,169 | I | See footnote |
| Common StockF2,F4 | Oct 2, 2017 | S | 3,750 | $42.5408 | D | 82,169 | I | See footnote |
| Common StockF2,F5 | Oct 2, 2017 | S | 7,500 | $42.5408 | D | 176,031 | I | See footnote |
| Common StockF6,F3 | Oct 3, 2017 | S | 3,750 | $42.7152 | D | 78,419 | I | See footnote |
| Common StockF6,F4 | Oct 3, 2017 | S | 3,750 | $42.7152 | D | 78,419 | I | See footnote |
| Common StockF6,F5 | Oct 3, 2017 | S | 7,500 | $42.7152 | D | 168,531 | I | See footnote |
| Common Stock | holding | — | — | — | 16,919 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transactions reported on this Form 4 were affected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 23, 2017 and amended on May 2, 2017.
- F2The sale price for this transaction in column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $42.15 to $42.80 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F3Shares are held by The Ted Ching-Lin Ho Nevada Gift Trust under which the Reporting Person may receive discretionary distributions during his lifetime.
- F4Shares are held by The Julie Hsiao Ling Ho Nevada Gift Trust under which the Reporting Person may receive discretionary distributions during his lifetime.
- F5Shares are held by The Ted and Julie Ho Living Trust for which the Reporting Person serves as trustee.
- F6The sale price for this transaction in column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $42.50 to $43.00 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.