SEC Form 4 · accession 0001209191-17-047330
Gigamon Inc. · GIMO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Burney Barker
Officer — Sr. VP Worldwide Sales
Period of report
Aug 1, 2017
Accepted (ET)
Aug 3, 2017 · 4:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001484504
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 1, 2017 | A | 55,000 | $0.00 | A | 55,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $40.65 | Aug 1, 2017 | A | 110,000 | A | — | Jul 31, 2024 | Common Stock | 110,000 | 110,000 | D |
Explanation of responses
- F1The reported securities represent restricted stock units, 25% of which shall vest on August 15, 2018 and 1/16th of which shall vest on the 15th of each of November, February, May and August thereafter.
- F225% of the shares underlying the option vest on August 1, 2018 and the remaining shares shall vest in 36 equal monthly installments thereafter.