SEC Form 4 · accession 0001209191-17-042628
Gigamon Inc. · GIMO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Corey Mulloy
Director
Period of report
Jun 30, 2017
Accepted (ET)
Jun 30, 2017 · 8:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001484504
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jun 30, 2017 | A | 5,082 | $0.00 | A | 17,512 | D | |
| Common StockF3 | holding | — | — | — | 61,481 | I | See Footnote | |
| Common StockF4 | holding | — | — | — | 14,897 | I | See Footnote | |
| Common StockF5 | holding | — | — | — | 21,696 | I | See Footnote | |
| Common StockF6 | holding | — | — | — | 1,926 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects automatic annual restricted stock unit ("RSU") awards pursuant to the Issuer's Outside Director Compensation Policy, effective June 11, 2013, as amended as of April 21, 2015 and January 31, 2017.
- F2The reported securities awarded on June 30, 2017 (the "Award Date") represent RSUs which vest in twelve equal monthly installments following the Award Date and will vest fully on the earlier of June 30, 2018 or the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service on the Issuer's board of directors through each vesting date.
- F3The securities are held by Highland Capital Partners VII Limited Partnership ("HCP VII"). The Reporting Person is an authorized manager of Highland Management Partners VII, LLC ("HMP VII LLC"), which is the general partner of Highland Management Partnership VII Limited Partnership ("HMP VII LP"). Each of the Reporting Person, HMP VII LP and HMP VII LLC disclaims beneficial ownership of all shares held by HCP VII except to the extent, if any, of such entity's pecuniary interest therein.
- F4The securities are held by Highland Capital Partners VII-B Limited Partnership ("HCP VII-B"). The Reporting Person is an authorized manager of HMP VII LLC, which is the general partner of HMP VII LP. Each of the Reporting Person, HMP VII LP and HMP VII LLC disclaims beneficial ownership of all shares held by HCP VII-B except to the extent, if any, of such entity's pecuniary interest therein.
- F5The securities are held by Highland Capital Partners VII-C Limited Partnership ("HCP VII-C"). The Reporting Person is an authorized manager of HMP VII LLC, which is the general partner of HMP VII LP. Each of the Reporting Person, HMP VII LP and HMP VII LLC disclaims beneficial ownership of all shares held by HCP VII-C except to the extent, if any, of such entity's pecuniary interest therein.
- F6The securities are held by Highland Entrepreneurs' Fund VII Limited Partnership ("HEF VII"). The Reporting Person is an authorized manager of HMP VII LLC, which is the general partner of HMP VII LP. Each of the Reporting Person, HMP VII LP and HMP VII LLC disclaims beneficial ownership of all shares held by HEF VII except to the extent, if any, of such entity's pecuniary interest therein.