SEC Form 4 · accession 0001209191-17-039202
Gigamon Inc. · GIMO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ted C Ho
Director
Period of report
Jun 8, 2017
Accepted (ET)
Jun 12, 2017 · 4:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001484504
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Jun 8, 2017 | S | 15,000 | $42.0709 | D | 145,919 | I | See footnote |
| Common StockF2,F4 | Jun 8, 2017 | S | 15,000 | $42.0709 | D | 145,919 | I | See footnote |
| Common StockF5,F3 | Jun 9, 2017 | S | 6,243 | $40.4028 | D | 139,676 | I | See footnote |
| Common StockF6,F3 | Jun 9, 2017 | S | 7,307 | $41.476 | D | 132,369 | I | See footnote |
| Common StockF7,F3 | Jun 9, 2017 | S | 1,450 | $42.075 | D | 130,919 | I | See footnote |
| Common StockF5,F4 | Jun 9, 2017 | S | 6,243 | $40.4028 | D | 139,676 | I | See footnote |
| Common StockF6,F4 | Jun 9, 2017 | S | 7,307 | $41.476 | D | 132,369 | I | See footnote |
| Common StockF7,F4 | Jun 9, 2017 | S | 1,450 | $42.075 | D | 130,919 | I | See footnote |
| Common StockF8 | holding | — | — | — | 213,531 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transactions reported on this Form 4 were affected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 23, 2016.
- F2The sale price for this transaction in column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $41.70 to $42.40 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F3Shares are held by The Ted Ching-Lin Ho Nevada Gift Trust under which the Reporting Person may receive discretionary distributions during his lifetime.
- F4Shares are held by The Julie Hsiao Ling Ho Nevada Gift Trust under which the Reporting Person may receive discretionary distributions during his lifetime.
- F5The sale price for this transaction in column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $39.85 to $40.80 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F6The sale price for this transaction in column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $40.85 to $41.80 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F7The sale price for this transaction in column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $41.825 to $42.375 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F8Shares are held by The Ted and Julie Ho Living Trust for which the Reporting Person serves as trustee.