SEC Form 4 · accession 0001209191-17-026265
Gigamon Inc. · GIMO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ted C Ho
Director
Period of report
Apr 5, 2017
Accepted (ET)
Apr 7, 2017 · 4:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001484504
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Apr 5, 2017 | S | 14,800 | $34.6718 | D | 206,119 | I | See footnote |
| Common StockF4,F3 | Apr 5, 2017 | S | 200 | $35.1563 | D | 205,919 | I | See footnote |
| Common StockF2,F5 | Apr 5, 2017 | S | 14,800 | $34.6718 | D | 206,119 | I | See footnote |
| Common StockF4,F5 | Apr 5, 2017 | S | 200 | $35.1563 | D | 205,919 | I | See footnote |
| Common StockF6,F3 | Apr 6, 2017 | S | 14,650 | $34.2455 | D | 191,269 | I | See footnote |
| Common StockF7,F3 | Apr 6, 2017 | S | 350 | $34.7214 | D | 190,919 | I | See footnote |
| Common StockF6,F5 | Apr 6, 2017 | S | 14,650 | $34.2455 | D | 191,269 | I | See footnote |
| Common StockF7,F5 | Apr 6, 2017 | S | 350 | $34.7214 | D | 190,919 | I | See footnote |
| Common StockF8 | holding | — | — | — | 213,531 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transactions reported on this Form 4 were affected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 23, 2016.
- F2The sale price for this transaction in column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $34.125 to $35.10 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F3Shares are held by The Ted Ching-Lin Ho Nevada Gift Trust under which the Reporting Person may receive discretionary distributions during his lifetime.
- F4The sale price for this transaction in column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $35.15 to $35.175 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F5Shares are held by The Julie Hsiao Ling Ho Nevada Gift Trust under which the Reporting Person may receive discretionary distributions during his lifetime.
- F6The sale price for this transaction in column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $33.70 to $34.65 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F7The sale price for this transaction in column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $34.70 to $34.775 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- F8Shares are held by The Ted and Julie Ho Living Trust for which the Reporting Person serves as trustee.